The core-level spectra for the lanthanide metal, dysprosium, are presented. The spectra exhibit significant multiplet splitting, which must be included for accurate quantification of the metallic state. Within the paper, modified relative sensitivity factors are presented for some regions, together with recommended backgrounds integration limits and types.

  • Accession #: 01857

  • Technique: XPS

  • Specimen: Dy

  • Instrument: Thermo K-Alpha+

  • Major Elements in Spectra: Dy

  • Minor Elements in Spectra: O

  • Published Spectra: 7

  • Spectral Category: Comparison

The rare earth metal dysprosium (Dy) is found in the lanthanide series and has the ground state electronic configuration [Xe] 4f10 6s2. Since the metallic state of lanthanides is of little use, their surface chemistry is not greatly explored and to date, the published data on heavier lanthanide elements are mostly limited to non-monochromatic sources (Ref. 1). Given that photoemission of low-lying 4d orbitals will result in a final state of the form 4d94fn, complex multiplet splitting is observed through the coupling of the 4d core-hole and the partly filled 4f shell and are excellent materials to understand the complex spectra resulting from this phenomenon.

The lanthanide series is a highly distinctive class of elements, with notable electrophilicity and magnetic and electronic properties. However, despite being an uncommon element presented to surface analysts, dysprosium finds many uses in alloys for technological applications such as laser materials (Ref. 2), infrared sources (Ref. 3), and to aid coercivity in neodymium-based magnets in harsh environments (Ref. 4).

Given that lanthanides are electropositive, they have a high affinity for oxygen and halides. Keeping them clean to record core-level spectra is difficult as noted previously (Ref. 5). Within this reference, the spectra for clean Dy are presented, which were obtained by light argon etching (20 s) between acquisitions.

Specimen: Dysprosium, Dy

CAS Registry #: 7429-91-6

Specimen Characteristics: Homogeneous; solid; polycrystalline; conductor; metal; other

Chemical Name: Dysprosium

Source: Alfa Aesar

Composition: Dy

Form: Solid dendrite, approximately 20 × 10 mm2

Structure: Dy

History and Significance: Distilled dendrites of 99.9% grade material obtained from Alfa Aesar under an argon atmosphere.

As Received Condition: Received as distilled metallic dendrites packaged in an argon atmosphere.

Analyzed Region: Elliptical region within the approximate center of the etched area.

Ex Situ Preparation/Mounting: A suitably sized fragment was wet polished to form a visually flat and smooth surface using isopropyl alcohol and SiC paper (grit size 7 μm). After polishing, the sample was again washed with isopropyl alcohol and dried under a stream of nitrogen. The dry sample was then attached to a conducting sample plate using copper clips. Initial survey scans (not shown) of the polished sample revealed small amounts of Si and Zn and significant amounts of carbon and oxygen.

In Situ Preparation: Argon ion sputtering

Charge Control: None

Temp. During Analysis: 298 K

Pressure During Analysis: 1.33 × 10−6 Pa

Pre-analysis Beam Exposure: 30 s

Manufacturer and Model: Thermo Fisher Scientific K-Alpha+

Analyzer Type: Spherical sector

Detector: Multichannel resistive plate

Number of Detector Elements: 128

Analyzer Mode: Constant pass energy

Throughput (T = EN): Calculated from a polynomial fit to a plot of log [peak area/(PE*XSF)] versus log(KE/PE), where PE is the pass energy, KE is the kinetic energy, and XSF is the relative sensitivity factor.

Excitation Source Window: No window

Excitation Source: Al Kα monochromatic

Source Energy: 1486.6 eV

Source Strength: 72 W

Source Beam Size: 600 × 400 μm2

Signal Mode: Multichannel direct

Incident Angle: 60°

Source-to-Analyzer Angle: 60°

Emission Angle:

Specimen Azimuthal Angle:

Acceptance Angle from Analyzer Axis:

Analyzer Angular Acceptance Width: 30° × 30°

Manufacturer and Model: Thermo Scientific MAGCIS

Energy: 4000 eV

Current: 6 mA

Current Measurement Method: Faraday cup

Sputtering Species and Charge: Ar+

Spot Size (unrastered): 50 μm

Raster Size: 2000 × 1000 μm2

Incident Angle: 58°

Polar Angle: 58°

Azimuthal Angle: 90°

Comment: The ion gun was used to clean the as introduced sample for 300 s and then for 20 s between each region to minimize any adsorption of background gases, which readily oxidize the material during analysis.

Energy Scale Correction: The sample is conductive and mounted on a conductive sample holder using clips, hence no calibration is required.

Recommended Energy Scale Shift: 0

Peak Shape and Background Method: For Dy 4d, 3d5/2, and Dy 4p3/2 regions, a Shirley background is used. For Dy 4s and Dy 3d3/2 peaks, a linear background is employed. Recommend background start and end points are (±0.2 eV) as follows:

Dy 4d: 147–196 eV

Dy 4p3/2: 283–316 eV

Dy 4s: 404.5–429.5 eV

Dy 3d5/2: 1286.5–1319 eV

Dy 3d3/2: 1329.5–1348 eV

Quantitation Method: Data analysis was performed using casaxps performed in casaxps V2.3.26 rev1.0N, using a Shirley background unless otherwise specified. Electron escape depth correction was performed using the TPP-2M equation within casaxps and peak areas were corrected using Scofield sensitivity factors. Modified sensitivity factors were used for 4p and 4s levels as noted in the comments on the spectral features table.

SPECTRAL FEATURES TABLE

Spectrum ID #Element/TransitionPeak Energy (eV)Peak Width FWHM (eV)Peak Area (eV counts/s)Sensitivity FactorConcentration (at. %)Peak Assignment
01857-01a Dy 4d … … 7 915 350 11.43 100 Dy 4d with multiplet structure 
01857-02 Valence … … … … …  
01857-03a Dy 4d … … … … … Dy 4d with multiplet structure 
01857-03 Dy 4d5/2 152.2 0.95 … … … … 
01857-04b Dy 4p3/2 292.7 … 207 603 2.15 … … 
01857-05c Dy 4s 412.9 5.4 78 776 0.815 … … 
01857-06 O 1s … … … … … … 
01857-07 Dy 3d5/2 1293.3 … … 49.42 … … 
01857-07 Dy 3d3/2 1333.3 … 3 294 451 34.20 … … 
Spectrum ID #Element/TransitionPeak Energy (eV)Peak Width FWHM (eV)Peak Area (eV counts/s)Sensitivity FactorConcentration (at. %)Peak Assignment
01857-01a Dy 4d … … 7 915 350 11.43 100 Dy 4d with multiplet structure 
01857-02 Valence … … … … …  
01857-03a Dy 4d … … … … … Dy 4d with multiplet structure 
01857-03 Dy 4d5/2 152.2 0.95 … … … … 
01857-04b Dy 4p3/2 292.7 … 207 603 2.15 … … 
01857-05c Dy 4s 412.9 5.4 78 776 0.815 … … 
01857-06 O 1s … … … … … … 
01857-07 Dy 3d5/2 1293.3 … … 49.42 … … 
01857-07 Dy 3d3/2 1333.3 … 3 294 451 34.20 … … 
a

Peak areas include satellite structure and multiplet splitting for correct use of RSF. Peak position and FHWM obtained by peak fit using the line shape of LA(0.8,1,143)

b

Binding energy measured on peak maximum due to the complex peak structure. A modified sensitivity factor of 2.15 is used.

c

Binding energy and FWHM measured through fitting of multiplet split structure using a LA(1.53, 243) line shape. A modified sensitivity factor of 0.815 is used.

ANALYZER CALIBRATION TABLE

Spectrum ID #Element/TransitionPeak Energy (eV)Peak Width FWHM (eV)Peak Area (eV counts/s)Sensitivity FactorConcentration (at. %)Peak Assignment
… Au 4f7/2 83.99 0.78 1 252 439 9.58 100 Gold metal 
… Ag 3d5/2 368.28 0.61 1 676 008 7.38 100 Silver metal 
… Cu 2p3/2 932.67 0.86 2 867 973 16.73 100 Copper metal 
Spectrum ID #Element/TransitionPeak Energy (eV)Peak Width FWHM (eV)Peak Area (eV counts/s)Sensitivity FactorConcentration (at. %)Peak Assignment
… Au 4f7/2 83.99 0.78 1 252 439 9.58 100 Gold metal 
… Ag 3d5/2 368.28 0.61 1 676 008 7.38 100 Silver metal 
… Cu 2p3/2 932.67 0.86 2 867 973 16.73 100 Copper metal 

GUIDE TO FIGURES

Spectrum (Accession) #Spectral RegionVoltage ShiftMultiplierBaselineComment #
01857-01 Survey … 
01857-02 Valence 0.2 eV step size 
01857-03 Dy 4d … 
01857-04 Dy 4p3/2 … 
01857-05 Dy 4s … 
01857-06 O 1s … 
01857-07 Dy 3d … 
Spectrum (Accession) #Spectral RegionVoltage ShiftMultiplierBaselineComment #
01857-01 Survey … 
01857-02 Valence 0.2 eV step size 
01857-03 Dy 4d … 
01857-04 Dy 4p3/2 … 
01857-05 Dy 4s … 
01857-06 O 1s … 
01857-07 Dy 3d … 

Accession #01857-01
Specimen Dy 
Technique XPS 
Spectral Region Survey 
Instrument Thermo Fisher Scientific K-Alpha+ 
Excitation Source Al Kα monochromatic 
Source Energy 1486.6 eV 
Source Strength 72 W 
Source Size 0.6 × 0.4 mm2 
Analyzer Type Spherical sector analyzer 
Incident Angle 60° 
Emission Angle 0° 
Analyzer Pass Energy 150 eV 
Analyzer Resolution 1.5 eV 
Total Signal Accumulation Time 83 s 
Total Elapsed Time 100 s 
Number of Scans 
Effective Detector Width 20.5 eV 
Accession #01857-01
Specimen Dy 
Technique XPS 
Spectral Region Survey 
Instrument Thermo Fisher Scientific K-Alpha+ 
Excitation Source Al Kα monochromatic 
Source Energy 1486.6 eV 
Source Strength 72 W 
Source Size 0.6 × 0.4 mm2 
Analyzer Type Spherical sector analyzer 
Incident Angle 60° 
Emission Angle 0° 
Analyzer Pass Energy 150 eV 
Analyzer Resolution 1.5 eV 
Total Signal Accumulation Time 83 s 
Total Elapsed Time 100 s 
Number of Scans 
Effective Detector Width 20.5 eV 

Accession #01857-01
Specimen Dy 
Technique XPS 
Spectral Region Survey 
Instrument Thermo Fisher Scientific K-Alpha+ 
Excitation Source Al Kα monochromatic 
Source Energy 1486.6 eV 
Source Strength 72 W 
Source Size 0.6 × 0.4 mm2 
Analyzer Type Spherical sector analyzer 
Incident Angle 60° 
Emission Angle 0° 
Analyzer Pass Energy 150 eV 
Analyzer Resolution 1.5 eV 
Total Signal Accumulation Time 83 s 
Total Elapsed Time 100 s 
Number of Scans 
Effective Detector Width 20.5 eV 
Accession #01857-01
Specimen Dy 
Technique XPS 
Spectral Region Survey 
Instrument Thermo Fisher Scientific K-Alpha+ 
Excitation Source Al Kα monochromatic 
Source Energy 1486.6 eV 
Source Strength 72 W 
Source Size 0.6 × 0.4 mm2 
Analyzer Type Spherical sector analyzer 
Incident Angle 60° 
Emission Angle 0° 
Analyzer Pass Energy 150 eV 
Analyzer Resolution 1.5 eV 
Total Signal Accumulation Time 83 s 
Total Elapsed Time 100 s 
Number of Scans 
Effective Detector Width 20.5 eV 

Close modal

  • Accession #:01857-02

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Valence

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.2 eV

  • Total Signal Accumulation Time: 108 s

  • Total Elapsed Time: 130 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation. The 4f level exhibits a complex multiplet structure.

  • Accession #:01857-02

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Valence

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.2 eV

  • Total Signal Accumulation Time: 108 s

  • Total Elapsed Time: 130 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation. The 4f level exhibits a complex multiplet structure.

Close modal

  • Accession #:01857-03

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Dy 4d

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 277 s

  • Total Elapsed Time: 300 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

  • Accession #:01857-03

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Dy 4d

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 277 s

  • Total Elapsed Time: 300 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

Close modal

  • Accession #:01857-04

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Dy 4p3/2

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 227 s

  • Total Elapsed Time: 300 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

  • Accession #:01857-04

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Dy 4p3/2

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 227 s

  • Total Elapsed Time: 300 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

Close modal

  • Accession #:01857-05

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Dy 4s

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 300 s

  • Total Elapsed Time: 330 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

  • Accession #:01857-05

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Dy 4s

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 300 s

  • Total Elapsed Time: 330 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

Close modal

  • Accession #:01857-06

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: O 1s

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 126 s

  • Total Elapsed Time: 150 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

  • Accession #:01857-06

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: O 1s

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 126 s

  • Total Elapsed Time: 150 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

Close modal

  • Accession #:01857-07

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Dy 3d

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 324 s

  • Total Elapsed Time: 350 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

  • Accession #:01857-07

  • Specimen: Dy

  • Technique: XPS

  • Spectral Region: Dy 3d

  • Instrument: Thermo Fisher Scientific K-Alpha+

  • Excitation Source: Al Kα monochromatic

  • Source Energy: 1486.6 eV

  • Source Strength: 72 W

  • Source Size: 0.6 × 0.4 mm2

  • Analyzer Type: Spherical sector

  • Incident Angle: 60°

  • Emission Angle: 0°

  • Analyzer Pass Energy: 40 eV

  • Analyzer Resolution: 0.1 eV

  • Total Signal Accumulation Time: 324 s

  • Total Elapsed Time: 350 s

  • Number of Scans: 10

  • Effective Detector Width: 6.8 eV

  • Comments: Spectra were collected after a 20 s etch after collection of the prior spectrum to minimize any oxidation.

Close modal

This work was performed through the support of the EPSRC National Facility for photoelectron spectroscopy (‘HarwellXPS’), operated by Cardiff University and University College London, under Contract No. PR16195.

The author has no conflicts to disclose.

David Morgan: Conceptualization (lead); Data curation (lead); Formal analysis (lead); Investigation (lead); Methodology (lead); Project administration (lead); Writing – original draft (lead); Writing – review & editing (lead).

The data that support the findings of this study are available within the article and its supplementary material.

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Supplementary Material