We report on abnormal topological structures in the particles and electromagnetic field distributions induced by current filamentation instability, with emphasis on the effects of plasma ions. In the plasma filament (PF) situation, the transverse magnetic field reaches its maximum at the edge of the plasma filaments, in contrast to the case of beam filament (BF, i.e., the magnetic field reaches the maximum at the edge of the beam filaments). An analytical model is proposed to estimate the response time of the beam electrons and plasma ions, which is essential to determine the criterion of PF occurrence. With increase in beam energy and density, and decrease in plasma ion mass, the transition from BF to PF can be observed. The results are also confirmed by detailed electromagnetic particle-in-cell simulations. Moreover, the influence of PF on the synchrotron photon emission power is also discussed.

From extreme astrophysical phenomena to laboratory-based plasma wakefield accelerators, the interaction of relativistic electron beams (REBs) with plasmas is relevant to many physical scales. During the interaction, the combination of beam forward and plasma return currents is, however, subject to current filamentation instability (CFI)1,2 that breaks up the initial electron beam into high-density filaments on the spatial scale of the plasma skin depth and thereby enhances the magnetic field. In astrophysics, supernova remnants, γ-ray bursts,3–7 non-thermal particle acceleration,8 and blazar jets9–11 are believed to be related to CFI. Additionally, beam/laser-driven plasma wakefield accelerators (PWFA/LWFAs) are subject to microinstabilities, such as CFI, two-stream instability (TSI),12 and oblique two-stream instability (i.e., the mixed mode between CFI and TSI).13 The in-depth analysis of CFI promises to pave the way for understanding the mechanism of energy transfer in astrophysics and preserving the beam quality in PWFA and LWFA experiments.

The strong filamentation of an intense mega-electron-volt electron beam produced by a petawatt laser transporting through CH-foam targets and the ringlike structure has been imaged.14 Allen et al.15 have observed multiple beam filaments resulting from CFI in a laboratory environment with a 60 MeV accelerator electron beam and a plasma capillary discharge. In addition, the particle dynamic effects, the spatiotemporal evolution of electromagnetic fields, and the energy conversion during CFI have been extensively investigated through particle-in-cell (PIC) simulations.16–22 The transverse magnetic field energy grows exponentially during the linear stage of CFI16–18 and then decreases in the nonlinear stage because of the merger of super-Alfvénic current filaments in the case of mega-electron-volt electron beam.17 Peterson et al.18 have reported a new secondary nonlinear instability that arises for ultrarelativistic dilute electron beams after the linear stage. This instability can amplify the magnetic field strength and spatial scale by orders of magnitude, leading to an efficient conversion of beam energy into magnetic energy. Recently, the asymmetry in radiative spin flips induced by nonlinear transverse motion of plasma filaments has been investigated, leading to the accumulation of electron polarization.23 

In the extensive study of temporal evolution for CFI, of particular concern is the kinetic contribution of background plasma ions.16,18,24,25 Honda et al.24 have found that ion dynamics play a crucial role in determining beam stopping and ion heating. The motion of ions has been demonstrated to result in more pronounced energy deposition of beams and amplification of magnetic field.16 Moreover, theoretical studies by Matsumoto et al.26 have proved that the merger rate of current filaments scales with time as t1 in the case of stationary ions, in contrast to t0.3 with mobile ions. The movement of plasma ions is also significant in the secondary nonlinear instability discussed above.18 During the nonlinear stage of CFI, inhomogeneous plasma ions generate asymmetric transverse magnetic fields, inducing the directed drift of current filaments toward regions of reduced plasma density. This drift effect is confirmed to be amplified with the increasing ion mass.25 

It should be noted that the effect of the response time of plasma ions on CFI remains a crucial open question. In this work, an analytical model is proposed to estimate the response time of the beam electrons and plasma ions and two different regimes have been classified, namely, PF and BF. It is found that when the response time of plasma ions is shorter than that of the beam electrons (i.e., PF), the transverse magnetic field reaches the maximum at the edge of plasma filaments, in contrast to BF with the maximum field at the edge of beam filaments. Two-dimensional (2D) and three-dimensional (3D) PIC simulations are used to confirm the two regimes. The article is structured as follows. The simulation model is described in Sec. II. In Sec. III, the abnormal magnetic field topology structures are shown, and the analytical model and corresponding parameter scans with 2D and 3D PIC simulations are presented. Discussions on the influence of PF on synchrotron photon emission are made in Sec. IV, and finally a summary is presented in in Sec. V.

In this work, the 2D PIC simulations are adopted in both electromagnetic codes EPOCH27 and IBMP,28 with the transverse simulation plane (xy plane that is perpendicular to the beam propagation direction). The domain is set to be 25×25(c/ωpe)2(where c is the speed of light, ωpe=(npe0e2/ε0me)1/2 is the plasma frequency with npe0 the initial plasma electron density, – e the charge of electron, ε0 the vacuum permittivity, and me the electron rest mass). The cell size is set to be dx=dy=0.125c/ωpe0.368μm. We modeled a dilute, relativistic electron beam propagating in a cold, overdense background plasma (the movable ions are protons with mass mi=1836me), satisfying both charge and current neutralization initially. The simulation starts with a spatially uniform beam density in the transverse plane, and the beam energy is set to be ϵbe10GeV. The two different cases with nbe0=1023m3 and 1024m3 at fixed plasma density (the plasma ion density npi0=3.34×1024m3) correspond to the regimes referred to BF and PF respectively, which will be discussed later. Moreover, the periodic boundary conditions are adopted in all directions for both the electromagnetic fields and charged particles.

With the beam-plasma parameters given in Sec. II, different distributions of the density and field in the regimes of BF and PF can be observed. During the injection of a relativistic electron beam (with the velocity vbe0) into the plasma, the plasma electrons are gradually expelled outward and move reversely (with the velocity vpe0), maintaining the charge and current neutrality. The counterstreaming flows of the beam and return currents enhance the initial transverse perturbation and excite the CFI. Figures 1(a)–1(d) show the density and transverse magnetic field distributions in the case of BF with nbe0=1023m3 during the initial filamentation stage (ωpet=5.7×103). During this stage, the initially uniformly distributed REB splits into multiple self-focusing current filaments with a density of npi0 on the timescale of ωpe1. Plasma electrons are totally expelled from these filaments to maintain charge neutrality, and parts of ions with large inertia are excluded outward under the radial electric field to restore the quasi-neutrality of the system, except for some ions that remain inside the area of the filaments [see Fig. 1(c)]. In this case, small plasma density cavities can be observed in Fig. 1(b) associated with strong magnetic fields of the size of plasma skin depth c/ωpe [Fig. 1(d)].

FIG. 1.

Distributions of the beam density nbe [(a) and (e)], plasma electron density npe [(b) and (f)], plasma ion density npi [(c) and (g)], and transverse magnetic field B [(d) and (h)] for the cases of BF [(a)-(d)] and PF [(e)-(h)] during the initial linear stage. nbe,npe, and npi are normalized to the initial plasma density npi0.

FIG. 1.

Distributions of the beam density nbe [(a) and (e)], plasma electron density npe [(b) and (f)], plasma ion density npi [(c) and (g)], and transverse magnetic field B [(d) and (h)] for the cases of BF [(a)-(d)] and PF [(e)-(h)] during the initial linear stage. nbe,npe, and npi are normalized to the initial plasma density npi0.

Close modal

In contrast, for the PF case [ nbe=1024m3, indicated in Figs. 1(e)–1(h)], the instability breaks the plasma transversely into current filaments. Simultaneously, the beam electrons are radially expelled. Unlike the cavities formed by the exclusion of plasma particles in the BF regime, the expelled effect of beam electrons is more pronounced compared to plasma ions of BF. The relativistic beam electrons squeeze into the netlike structures in the outer region of the plasma filaments. Moreover, another distinctive feature of the PF regime is the distribution of the maximum magnetic field around the plasma filaments rather than the beam electrons [comparing Figs. 1(d) and 1(h)].

As the instabilities evolve into the nonlinear stage, current filaments with the same flow direction merge with each other, resulting in larger-size filaments. Finally, the filaments of the beam and plasma merge into a single one respectively by electromagnetic interaction [see Figs. 2(a) and 2(f)]. In the two cases, there is a topological interchange of the roles played by beam electrons and plasma particles. Therefore, we predict that the transverse projection of the beam electrons may serve as an important basis for judging different filamentation mechanisms in experiments.

FIG. 2.

Distributions of the beam density nbe [(a) and (e)], plasma electron density npe [(b) and (f)], plasma ion density npi [(c) and (g)], and transverse magnetic field B [(d) and (h)] for the cases of BF [(a)-(d)] and PF [(e)-(h)] in the highly nonlinear stage. nbe,npe, and npi are normalized to the initial plasma density npi0.

FIG. 2.

Distributions of the beam density nbe [(a) and (e)], plasma electron density npe [(b) and (f)], plasma ion density npi [(c) and (g)], and transverse magnetic field B [(d) and (h)] for the cases of BF [(a)-(d)] and PF [(e)-(h)] in the highly nonlinear stage. nbe,npe, and npi are normalized to the initial plasma density npi0.

Close modal

In addition to the contrasting topologies of particle density distributions mentioned above, another significant distinction between these two cases lies in their magnetic field topological structures, as illustrated by Figs. 1(d) and 1(h) and Figs. 2(d) and 2(h). To clearly explain this phenomenon, the slice profiles of beam electrons' density nbe, plasma electrons' density npe, and the transverse magnetic field B at y=12.5c/ωpe are shown in Fig. 3 for the two cases. In the case of BF, the transverse magnetic field reaches its maximum at the edge of the beam filament. While in the case of PF, the maximum of the magnetic field is concentrated at the edge of the plasma filament [as shown in Figs. 2(h) and 3(b)]. This exhibits a dramatically asymmetric magnetic field topology. The abnormal magnetic field topology can be understood as follows. For the BF case, the magnetic fields grow with the cavity regions as the beam filaments merge, which eventually confines the electromagnetic field maximum to the edge of the beam filament. On the contrary, as the plasma electrons focused in the PF case, the plasma density increases (by a factor of four compared to BF regime) and the plasma current density is higher than that of the beam. This further leads to the generation of magnetic fields with larger magnitude around the plasma electrons than that of the beam. Meanwhile, charge separation induces a strong transverse electric field between the plasma and beam.

FIG. 3.

The slice profiles of beam electron density nbe (black solid lines), plasma electron density npe (blue dashed lines), and transverse magnetic field B (red dotted lines) at y=12.5c/ωpe in Fig. 2, in the case of BF (a) and PF (b). Here, nbe and npe are normalized to the initial plasma density npi0.

FIG. 3.

The slice profiles of beam electron density nbe (black solid lines), plasma electron density npe (blue dashed lines), and transverse magnetic field B (red dotted lines) at y=12.5c/ωpe in Fig. 2, in the case of BF (a) and PF (b). Here, nbe and npe are normalized to the initial plasma density npi0.

Close modal

It is worth pointing out that the magnetic fields show important influences on the transverse motion of plasma electrons. Typically, plasma electrons exhibit disordered motions, as depicted in Fig. 4(a) for the BF case. Beam electrons demonstrate a more orderly trajectory, such as circular or starfish-like motions (which are not shown here). However, the magnetic field significantly increases at the edge of the plasma filament in the case of PF. This results in plasma electron with a circular motion by magnetic field trapping, which can be seen from Fig. 4(b). In the following, we give a simple estimation of the beam electrons' and plasma ions' response time for understanding the abnormal magnetic field topology.

FIG. 4.

A drifting plasma electron trajectory (in rainbow color code) for the cases of BF (a) and PF (b). The transverse magnetic fields are also shown in the figure for illustration.

FIG. 4.

A drifting plasma electron trajectory (in rainbow color code) for the cases of BF (a) and PF (b). The transverse magnetic fields are also shown in the figure for illustration.

Close modal

Note that the key factor for the transition from BF to PF is the faster gathering of the expelled plasma particles compared to the focusing of beam electrons, as discussed above. The response time of plasma particles is primarily determined by ions. Thus, we deduce that in cases where plasma ions respond faster to the electromagnetic field than beam electrons, the plasma particles would form current filaments first, giving rise to PF. As a first step, we develop a simple model to derive the reaction time of beam electrons. The uniform beam current density jbe=enbevbeenpi0c (with the assumption of nbenpi0 and vbec) moving along the z direction of radius rb (the yellow regions) and plasma cavity with radius rp (i.e., the plasma particles are confined within the blue regions) are adopted, as can be seen from Fig. 5. The inductive magnetic field excited by the spatial separation of forward and return currents can be obtained from Ampère's law: B=μ0enpi0crb/2. Here, μ0 is the permeability of vacuum.

FIG. 5.

Schematic of the basic structure of filaments in the transverse plane. The yellow and blue regions denote the beam electron filaments nbe and background plasma npe, respectively. The beam currents flow along the z direction, with the black circles indicating the reverse plasma return currents. rb represents the filament radius and rp the radius of the plasma cavity and B=μ0enpi0crb/2 is the transverse magnetic field.

FIG. 5.

Schematic of the basic structure of filaments in the transverse plane. The yellow and blue regions denote the beam electron filaments nbe and background plasma npe, respectively. The beam currents flow along the z direction, with the black circles indicating the reverse plasma return currents. rb represents the filament radius and rp the radius of the plasma cavity and B=μ0enpi0crb/2 is the transverse magnetic field.

Close modal
Considering the electromagnetic field exerted on the beam filament, the radial motion of the beam electrons can be expressed as (electric field term has been neglected)
(1)
where vbe, and vbe, are the radial and longitudinal velocities of beam electrons, respectively. Applying B=μ0enpi0crb/2 and vbe,=drb/dt into Eq. (1), the equation can be deduced as
(2)
with Γb=e2c2μ0npi0/(2γbeme). Then, the temporal evolution of beam radius rb(t) can be derived as an exponential function, rb(t)=rb0eΓbt. Thus, the reaction time of the beam electrons can be approximated as
(3)
Next, we derive the reaction time of plasma particles. With the injection of the beam, the plasma electron initially responds to the magnetic field and moves radially outward. Subsequently, the ion follows the plasma electron and is excluded from the filaments in response to the radial electric field. The plasma system momentum equation for radial motion is expressed as
(4)
where vpe, and vpe, are the radial and longitudinal velocities of plasma particles, respectively. Governed by current neutralization, jpe=enpevpeenbe0c,memi, and charge neutralization, npe=(1α)npi (α=nbe0/npi0), Eq. (4) can be simplified to
(5)
After assuming npinpi0 and neglecting the vacuum region inside the cavity (i.e., rbrp) to simplify the model, the radius of cavity (vpe,=drp/dt) in Eq. (5) can be reformulated as
(6)
where Γp=e2c2μ0nbe0/2(1α)mi is the growth rate of the cavity. Then, the ion reaction time can be approximated as
(7)
Combining Eqs. (3) and (7), the condition for PF occurrence is (τp<τb)
(8)
As can be obtained from Eq. (8), the criterion of PF occurrence is shown to depend on the beam-to-plasma density ratio α, beam energy γbe, and ions mass mi.

Further 2D PIC simulations are performed to show the transition from BF to PF with the parameter scanning of α (with npi0=1026m3,mi=1836me, and γbe20 000), γbe (with α=0.1 and mi=1836me), and mi (with α=0.1 and γbe20 000). The results are illustrated in Fig. 6. The ranges of α, γbe, and mi across both BF and PF cases. As expected from our derivations, the abnormal topologies of particles and fields become more pronounced with increase in γbe and α and decrease in mi. The critical value for BF (with light red background) and PF (with light blue background) obtained from simulation is approximately 0.919 (dotted line in Fig. 6), in good agreement with the theoretical value of 1 [Eq. (8)].

FIG. 6.

Evolution of the criterion (1α)miαγbeme with the beam-plasma density ratio α (black rounds), beam energy γbe (blue triangles), and ion mass mi (red stars). The light red and blue regions refer to the simulation range of BF and PF, respectively. The critical value of the two cases for simulation results is indicated by the dotted line, i.e., 0.919, which is in agreement with the theoretical value of 1.

FIG. 6.

Evolution of the criterion (1α)miαγbeme with the beam-plasma density ratio α (black rounds), beam energy γbe (blue triangles), and ion mass mi (red stars). The light red and blue regions refer to the simulation range of BF and PF, respectively. The critical value of the two cases for simulation results is indicated by the dotted line, i.e., 0.919, which is in agreement with the theoretical value of 1.

Close modal

Next, the abnormal topologies of PF are also confirmed in a fully 3D PIC simulation with the code EPOCH to validate the analytical model. The initial relativistic dilute electron beam with α=0.3 (npi0=5×1027m3) and γbe20 000 along -z direction propagates in the cold electron–proton plasma. The simulation size is 1.88μm(x)×1.88μm(y)×0.15μm(z), with the cell dx=dy=dz=0.1c/ωpe. The simulation domain is filled with 25 macro-particles for each species per cell, where the periodic boundary conditions are employed for both particles and fields. The conditions set by our simulation fit well with the derived PF criterion ((1α)miαγbeme0.47<1). As shown in Fig. 7, the plasma electrons form a rod array, effectively confining the peaks of electromagnetic fields at the edge of plasma filament [also can be observed in Figs. 1(f) and 2(f)]. In contrast, the beam electrons disperse outside the plasma at ωpet=1.62×103.

FIG. 7.

3D PIC simulation results for the case of PF using the code EPOCH. The densities of the beam (a) and plasma electrons (b), and transverse electromagnetic fields (c) and (d) are shown at ωpet=1.62×103. The plasma electrons exhibit a rod-like structure, effectively confining the peaks of the electromagnetic fields at the edge of the plasma filament. In contrast, the beam electrons disperse beyond the plasma region. nbe and npe are normalized to the initial beam and plasma density (nbe0 and npi0), respectively.

FIG. 7.

3D PIC simulation results for the case of PF using the code EPOCH. The densities of the beam (a) and plasma electrons (b), and transverse electromagnetic fields (c) and (d) are shown at ωpet=1.62×103. The plasma electrons exhibit a rod-like structure, effectively confining the peaks of the electromagnetic fields at the edge of the plasma filament. In contrast, the beam electrons disperse beyond the plasma region. nbe and npe are normalized to the initial beam and plasma density (nbe0 and npi0), respectively.

Close modal

In addition, we have derived that with increase in nbe0, the reaction time of plasma particles τp decreases with the factor of 1/nbe0, while τb is independent of beam density [compare Eqs. (3) and (7)]. This implied that the increase in beam density leads to a pronounced enhancement in the response speed of plasma particles compared with the beam. As depicted in Figs. 1(e)–1(h) and Figs. 2(e)–2(h), when the beam density increases to nbe0=1024m3, the response speed of the plasma exceeds that of the electron beam with (1α)miαγbeme0.47, resulting in the formation of the PF case. As a result, the ions forming filamentary structures experience transverse focusing motions, while the beam electrons forming net-like structures experience radial expulsion.

CFI significantly amplifies the magnetic field by several orders of magnitude, efficiently converting the kinetic energy of the beam into magnetic energy. Figure 8(a) shows the temporal evolution of magnetic field energy in the cases of BF (solid blue line) and PF (dotted red line). During the linear stage (ωpet3.16×104 for BF and ωpet6.15×103 for PF), the magnetic field energy exhibits exponential growth due to the formation of filamentary structures. When the cyclotron frequency of beam electrons is comparable to the growth rate of CFI, the magnetic field energy reaches saturation. The transverse saturated magnetic field energy increases linearly with I0nbe02=(m×1023m3)2 (I0 is the initial beam current). For illustration, the magnetic field energy in Fig. 8 is divided by m2 (m = 1 is the reference beam density for BF with nbe0=1023m3, and m = 10 is the case of increasing the beam density by a factor of 10 for PF with nbe0=1024m3). The results show that the kinetic effect of plasma ions has a significant influence on the growth rate of magnetic field energy, which can be clearly seen from Fig. 8(a). Bret and Dieckmann have taken into account the movable ions in the linear phase of instability and derived the dispersion relation containing ion hydrodynamics,29 
(9)
with ω0=ω/ωpe,m=Zime/mi, which represents the correction term due to mobile ions, η=nbe0/npe0,γbe=1/1vbe0/c, and γpe=1/1vpe0/c. For the BF case (α=0.03,η=0.0311), the growth rate of the magnetic energy in the system by algebraic simplification in Eq. (9) is expressed as follows:
(10)
FIG. 8.

Temporal evolutions of magnetic field energy ϵB (a) and radiated power Pph (b) in the cases of BF (solid blue lines) and PF (dotted red lines). The dashed dotted lines in (a) represent the growth rate eΓt in the linear stage. It should be noted that the magnetic field energy is divided by m2 and the radiated power by m3, where m = 1 is the reference beam density for BF with nbe0=1023m3, and m = 10 is the case of increasing the beam density by a factor of 10 for PF with nbe0=1024m3.

FIG. 8.

Temporal evolutions of magnetic field energy ϵB (a) and radiated power Pph (b) in the cases of BF (solid blue lines) and PF (dotted red lines). The dashed dotted lines in (a) represent the growth rate eΓt in the linear stage. It should be noted that the magnetic field energy is divided by m2 and the radiated power by m3, where m = 1 is the reference beam density for BF with nbe0=1023m3, and m = 10 is the case of increasing the beam density by a factor of 10 for PF with nbe0=1024m3.

Close modal
The mobile ions correction term m can be ignored. However, for the case of PF (α=0.3,η=0.43<1), the growth rate becomes
(11)
which grows faster than BF with F=m(1+η)+(1η2)3/2 and G=4mη2(1+η)1η2. The above equation incorporates the mobile ions term m, revealing the significance of ions beyond charge neutralization. As shown by the dashed dotted lines in Fig. 8(a), the theoretical growth rates [Eqs. (10) and (11)] agree well with the simulation results for both BF and PF cases.

In the nonlinear stage of instability, the magnetic field of the current filaments significantly deflects the beam electrons, for which the synchrotron radiation occurs. The beam dissipates its directed kinetic energy not only for particle heating and electromagnetic field generation but also for photon emission. The spatial-temporal theory for CFI predicts that the radiated power Pph=μ02e8c48ε0me2nbe3S2γbe2nbe03B3.30 Here, S is the system size. Thus, one crucial factor that influences the power of synchrotron radiation is the magnitude of the magnetic field near the beam electrons. As shown in Fig. 8(b), time evolutions of the radiated power with different beam densities are studied using the code EPOCH. For direct illustration, we normalized the power Pph with m3 (m = 1 is the reference beam density for BF with nbe0=1023m3, and m = 10 is the case of increasing the beam density by a factor of 10 for PF with nbe0=1024m3). In the case of PF, the magnetic field exhibits an abnormal topological structure, resulting in the maximum field being displaced toward the edge of plasma. Thus, the magnetic field surrounding the beam is significantly weaker than that of the plasma. It can be observed that the synchrotron radiated power for PF is reduced by a factor of two than that for BF, significantly impacting the radiation efficiency (i.e., the relationship between the radiated power and beam density deviates from Pphnbe03). Therefore, it is essential to adjust parameters appropriately to prevent the occurrence of PF in the instability-based radiation sources.

In this study, two different filamentation cases (BF and PF) have been studied theoretically as well as numerically (2D and 3D PIC simulations) in the beam-plasma system, which are determined by the related ion response time to the electromagnetic field. As the beam energy and density increase, and the plasma ion mass decreases, the transition from BF to PF becomes evident, in which the density and electromagnetic field exhibit abnormal topologies gradually. In other words, components with smaller effective inertia will form filamentary structures. Moreover, with the peak of the magnetic field shifting from the edge of the beam filament to the plasma filament in PF case, the radiated power has been dramatically weakened. Hence, PF introduces strong limitations on the production of γ-ray sources and pair detection. This work can provide insights for the exploration of instability mechanisms and synchrotron radiation in high-energy particle physics.

This work is supported by the National Natural Science Foundation of China (Project No. 12075046) and the Fund of National Key Laboratory of Plasma Physics (Grant No. 6142A04230204).

The authors have no conflicts to disclose.

Yi-Nuo Liu: Investigation (equal); Visualization (lead); Writing – original draft (lead); Writing – review & editing (equal). Zhang-Hu Hu: Conceptualization (lead); Methodology (lead); Writing – review & editing (lead). Wang-Wen Xu: Methodology (equal); Visualization (equal). Jie-Jie Lan: Formal analysis (equal); Investigation (equal); Writing – review & editing (lead). You-Nian Wang: Supervision (lead).

The data that support the findings of this study are available from the corresponding author upon reasonable request.

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