On the basis of recent advancements in the Hamiltonian matrix density functional for multiple electronic eigenstates, this study delves into the mathematical foundation of the multistate density functional theory (MSDFT). We extend a number of physical concepts at the core of Kohn–Sham DFT, such as density representability, to the matrix density functional. In this work, we establish the existence of the universal matrix functional for many states as a proper generalization of the Lieb universal functional for the ground state. Consequently, the variation principle of MSDFT can be rigorously defined within an appropriate domain of matrix densities, thereby providing a solid framework for DFT of both the ground state and excited states. We further show that the analytical structure of the Hamiltonian matrix functional is considerably constrained by the subspace symmetry and invariance properties, requiring and ensuring that all elements of the Hamiltonian matrix functional are variationally optimized in a coherent manner until the Hamiltonian matrix within the subspace spanned by the lowest eigenstates is obtained. This work solidifies the theoretical foundation to treat multiple electronic states using density functional theory.
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7 March 2025
Research Article|
March 11 2025
Function domains and the universal matrix functional of multi-state density functional theory
Special Collection:
2024 JCP Emerging Investigators Special Collection
Yangyi Lu
;
Yangyi Lu
a)
(Conceptualization, Formal analysis, Funding acquisition, Investigation, Methodology, Writing – original draft, Writing – review & editing)
1
Institute of Systems and Physical Biology, Shenzhen Bay Laboratory
, Shenzhen 518055, China
a)Author to whom correspondence should be addressed: [email protected]
Search for other works by this author on:
Jiali Gao
Jiali Gao
(Formal analysis, Funding acquisition, Validation, Writing – original draft, Writing – review & editing)
1
Institute of Systems and Physical Biology, Shenzhen Bay Laboratory
, Shenzhen 518055, China
2
College of Chemical Biology and Biotechnology, Beijing University Shenzhen Graduate School
, Shenzhen 518055, China
3
Department of Chemistry and Supercomputing Institute, University of Minnesota
, Minneapolis, Minnesota 55455, USA
Search for other works by this author on:
Yangyi Lu
1,a)
Jiali Gao
1,2,3
1
Institute of Systems and Physical Biology, Shenzhen Bay Laboratory
, Shenzhen 518055, China
2
College of Chemical Biology and Biotechnology, Beijing University Shenzhen Graduate School
, Shenzhen 518055, China
3
Department of Chemistry and Supercomputing Institute, University of Minnesota
, Minneapolis, Minnesota 55455, USA
a)Author to whom correspondence should be addressed: [email protected]
J. Chem. Phys. 162, 104113 (2025)
Article history
Received:
November 19 2024
Accepted:
February 09 2025
Citation
Yangyi Lu, Jiali Gao; Function domains and the universal matrix functional of multi-state density functional theory. J. Chem. Phys. 7 March 2025; 162 (10): 104113. https://doi.org/10.1063/5.0249583
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