This Perspective reviews the fundamental physics of space–charge interactions that are important in various media: vacuum gap, air gap, liquids, and solids including quantum materials. It outlines the critical and recent developments since a previous review paper on diode physics [Zhang et al. Appl. Phys. Rev. 4, 011304 (2017)] with particular emphasis on various theoretical aspects of the space–charge limited current (SCLC) model: physics at the nano-scale, time-dependent, and transient behaviors; higher-dimensional models; and transitions between electron emission mechanisms and material properties. While many studies focus on steady-state SCLC, the increasing importance of fast-rise time electric pulses, high frequency microwave and terahertz sources, and ultrafast lasers has motivated theoretical investigations in time-dependent SCLC. We particularly focus on recent studies in discrete particle effects, temporal phenomena, time-dependent photoemission to SCLC, and AC beam loading. Due to the reduction in the physical size and complicated geometries, we report recent studies in multi-dimensional SCLC, including finite particle effects, protrusive SCLC, novel techniques for exotic geometries, and fractional models. Due to the importance of using SCLC models in determining the mobility of organic materials, this paper shows the transition of the SCLC model between classical bulk solids and recent two-dimensional (2D) Dirac materials. Next, we describe some selected applications of SCLC in nanodiodes, including nanoscale vacuum-channel transistors, microplasma transistors, thermionic energy converters, and multipactor. Finally, we conclude by highlighting future directions in theoretical modeling and applications of SCLC.
I. INTRODUCTION
The underlying scaling of the CL law and MG law shown in Eqs. (1) and (2) can be understood by using a capacitance model under the transit time approximation. The concept is simple. The maximal charge that can be held by a gap or a diode (e.g., a planar capacitor) is proportional to C × V, where C is the capacitance of the gap. The amount of current that can be transported across the gap is , where T is the electron transit time. To first order approximation, considering T as the transit time (without the space–charge field), yields the scaling laws in Eqs. (1) and (2), where the numerical values can be obtained by using the electric field condition at the cathode surface. Such an approach has been used to derive the CL law for planar5 and cylindrical6 gaps and to obtain the MG law.7
An earlier review of the multi-dimensional CL law can be found elsewhere.10 Similarly, other forms of the 2D and 3D classical CL laws for different emitting areas and operating regimes were also formulated.11 Further extensions included edge SCLC emission for a 2D non-uniform CL law12 and sharp tip SCLC emission for a protrusive CL law.13,14 Recent works on such higher-dimensional CL laws for inhomogeneous thermionic cathodes and others will be discussed later (Sec. IV). Experimental verification of these multi-dimensional features and potential experimental solutions to control these effects was found shortly after these theoretical efforts (see, e.g., Refs. 15 and 16).
The change in voltage scaling from the classical 1D CL law to the quantum CL law was also reported experimentally.20,21 By using the transit time model, the quantum CL law was extended to the ultrafast short pulse limit.22 The transition of the field emission in a gap to the quantum CL law was also calculated.23,24 An earlier review of the quantum CL law can be found elsewhere.25 A general scaling law for quantum tunneling current in a nanodiode spanning the direct tunneling regime to field emission to the space–charge limited (SCL) regime has been constructed,26,27 which was recently extended to dissimilar metal–insulator–metal (MIM) junctions.28 Recent works on SCLC models in nano-diodes will be discussed in Sec. II.
A smooth transition between the 1D CL law and 1D MG law was developed in 1981.44 Inspired by the 2D CL law, similar enhancement of the 2D MG law (over the 1D limit)45 was developed for both trap-free and trap-filled dielectrics and its transition from Ohm's law.46 Such enhancement was also shown experimentally in a nanowire.47 A hybrid model48 combining the 1D CL and 1D MG laws to describe the SCLC current transport from free space into a high k-dielectric was formulated showing a voltage scaling law Vβ between β = 3/2 (CL law) and β = 2 (MG law). The extension of the classical 1D MG law to novel quantum materials will be discussed in Secs. II E and II F.
Electron emission in non-vacuum gas environments, particularly, atmospheric pressure, has become of greater importance recently due to the contribution of field emission to gas breakdown for microscale gaps.49–51 Traditionally, the gas breakdown is driven mechanistically by the Townsend avalanche and predicted mathematically by Paschen's law;51–53 however, reducing gap distances below approximately 10 μm makes the electric field at the cathode necessary to induce breakdown sufficiently strong to induce field emission.49–51 This strips additional electrons from the cathode, which ionize more gas near the cathode to create a positive space–charge electric field that contributes to additional field emission.51,54 Moreover, these ions subsequently collide with the cathode to create additional secondary emission of electrons that feedback into the Townsend avalanche.51,54 Because previous studies showed that electron emission transitions from field emission to SCL emission with decreasing the gap distance in vacuum,55 this motivated analytic studies to explore this phenomenon by including the collisional effect as a mobility term in the electron force balance.56 In the limits of low mobility, electron emission generally transitioned to the MG law; at high mobility and voltage, electron emission transitioned to the CL law. In all cases, taking the limit of the gap distance yielded the CL law or essentially vacuum. A third order nexus existed where both MG and CL laws matched the Fowler–Nordheim (FN) law.54 At this point, the MG regime disappeared for gap distances below this critical point, causing electron emission to transition directly from the FN law to the CL law as in vacuum. While not physical since this point automatically fails to satisfy the asymptotic conditions, it serves as a signpost for when the more exact theory must be used rather than any of the individual asymptotic solutions.57 This approach has been extended to include an external series resistor58 and thermo-field emission.59 More details are provided in another recent Perspective paper57 and in Secs. II B and II C.
It is important to note that with β = 3/2 (for the CL law) and β = 2 (MG law) is pervasive in many applications, such as high current cathodes and intense electron beams required for high-power microwaves generation,60–67 and organic materials and devices68,69 required for high current injection from electrodes into solids. It is not our intention to provide a comprehensive overview, which can be found in a recent review paper in 2017.70 The introduction above serves to provide an overview of the key background necessary for the subsequent discussions in the Perspective. This Perspective will focus on providing some highlights on recent works published after 2017, advancing the current understandings of SCLC, suggesting some unsolved problems, and exploring novel applications. We will provide some insights into SCLC models for different media inside a diode, such as vacuum, gas, plasma, liquid, and solid. The objective is to report new phenomena when the size of the medium (diode) is reduced to sub-micrometer dimensions and to use novel materials and to understand dynamical and transient behaviors far from the steady state.
Figure 1 illustrates the scope of this Perspective: the SCLC in various media and surrounding structures, the manifestation of SCLC in various dynamical and steady-state conditions, and some representative applications of SCLC. SCLC occurs in a broad spectrum of media, covering nearly all states of matter, including vacuum, gas, plasma, liquid, solids in both crystalline and amorphous states, and 2D layered nanomaterials. In both steady-state and dynamical regimes, SCLC has played a pivotal role in governing the operations of a large variety of applications and devices, ranging from vacuum nanoelectronics, space application, material characterizations, high-power microwave generations, fundamental physics of light-matter interactions, thermionic energy converters (TECs), and many others. These discussions should also provide insights into other applications such as coherent radiation sources, non-neutral charged particle beams, accelerators, and electric propulsion, where space–charge effects on the electron beam are critical.
II. STEADY-STATE BALLISTIC TO COLLISIONAL SCLC IN VACUUM, GAS, LIQUID, AND SOLID
A. Transition to space–charge limited current in nanodiodes
When the diode gap size shrinks below 10 nm, collisions during electron transport become less frequent, since the electron mean free path is typically comparable to or larger than the gap size, regardless of the gap medium.71–73 The possibility for the presence of material defects, such as charge trapping sites,40,74 is also reduced in sub-10 nm gaps. In gaps that are free of defects and collisions, the gap current is either source-limited or space–charge limited (SCL). The source-limited current is determined by the supply of electrons from the electrodes or the electrical contacts formed between the electrodes and the gap material,74 which depends on material properties, including the work function, Fermi level, and density of states (DOS) of electrode material, and properties of the gap medium, including the bandgap, electron affinity, and permittivity (through image charge potential for electron emission).26,28,75,76 The SCL current is determined by the electric potential due to the presence of the electron space charge inside the gap.18,26,28 From Poisson's equation, it is clear that the space–charge effect depends strongly on the permittivity of the gap medium.
Previous models of SCL current17,18,26 were recently extended to obtain a generalized self-consistent model for quantum tunneling current in dissimilar metal–insulator–metal (MIM) junctions,28 by solving the coupled Schrödinger and Poisson equations self-consistently. The results showed that the current density-voltage (J–V) curves span three regimes: direct tunneling, field emission, and SCL regime. For dissimilar MIM junctions, the J–V curves are generally polarity dependent (Fig. 2). Also, as the gap voltage increases, the forward and reverse bias J–V curves exhibit a crossover behavior in the field emission regime because of the different potential barriers for electrons from the two electrodes.
While this self-consistent model is valid for arbitrary gap voltage, it neglects collisional effects and material defects inside the gap. This may be a good approximation for gaps with extremely small thickness in the nanometer scale or sub-nanometer scale;26,27,77 however, it requires further research to verify if such a model is applicable to sub-10 nm gaps, where scarce collisions and charge trapping are still possible.50 In addition, the presence of even a small number of charge traps or ions (due to possible ionization events) is expected to dramatically change the electron emission probability from the electrodes, e.g., ion-enhanced field emission.49 The impact of these effects on SCL current is not well understood and requires systematic evaluation. It would be of interest to see if a universal model similar to that in the collisional regime (discussed in Sec. II B) can be developed to describe the SCL current in the sub-10 nm gaps, thus showing the transition from the collisional regime to the quantum tunneling regime.26,28 The effects of temperature-dependent electron transport78,79 may also be taken into account to study the transition to SCLC in nanodiodes.
Another open question is the high dimensional effects in nanoscale gaps. As the gap distance decreases, the dimension of surface roughness would necessarily become comparable to or even larger than the gap size, where the effects of the electrode surface geometry and physical or chemical morphology,79–89 along with the nonuniform current distribution due to higher-dimensional gaps or contact junctions,90–95 require substantial future studies. More discussions on the high dimensional effects can be found in Sec. IV. In addition, when the electron mean free path is comparable to or longer than the device dimension, it is possible to realize current rectification based solely on geometric effects. Geometrical diodes96 based on asymmetric geometry of the conducting channel have recently been demonstrated to ratchet quasi-ballistic electrons in silicon nanowires at room temperature.97 It would be very interesting to examine if such ballistic geometric diodes can be operated in the SCL condition.
B. Space–charge limited current in air gaps
Paschen's law is well known for describing gas breakdown by the Townsend avalanche and is characterized by the breakdown voltage's dependence on the product of the pressure and gap distance, or pD, rather than by either term individually.51–53 Of particular note, gas breakdown due to the Townsend avalanche is characterized by the presence of a minimum breakdown voltage as a function of pD. In the mid-1950s, Boyle and Kisliuk observed that this minimum vanished at atmospheric pressure and postulated that this occurred due to ion-enhanced field emission.98 The required stronger electric field at this length scale causes the release of more electrons from the cathode that subsequently ionize more gas molecules near the cathode.54 This creates positive space–charge that adds to the surface electric field in the Fowler–Nordheim equation. Moreover, the resulting ions add a component to the secondary emission coefficient that further amplifies the avalanche mechanism. This modifies Paschen's law, eliminating the standard Paschen minimum and causing a continued decrease in the breakdown voltage with decreasing the gap distance. Recent theoretical work using a matched asymptotic analysis has demonstrated that the breakdown voltage scales approximately linearly with field emission in the limit of no ionization.51,99–101 Detailed reviews on ongoing experimental, theoretical, and simulation studies of these phenomena are presented elsewhere.49–51,102
Characterizing this behavior is important for numerous applications.102 Device miniaturization for microelectromechanical and nanoelectromechanical systems requires accurately predicting gas breakdown at small length scales.103–107 Conversely, other applications as diverse as electric propulsion for satellites,108,109 with projections for increased growth in micro-electric propulsion systems due to the increasing number of small satellites requiring technological development to continuously compensate for drag,108 combustion,110,111 nanomaterial fabrication112 environmental remediation,102 and medicine motivates improved characterization of gas breakdown at micro- and nanoscales for microplasma formation.113,114
Another recent Perspective focused on linking electron emission mechanisms, microscale, and nanoscale gas breakdown.57 Briefly, one may start from the force law for an emitted electron into a gas medium and use electron mobility, which is a function of the electric field and pressure, to account for the collisions of the electron as it traverses the gap.56 In the limits of the high mobility, small gap distance, and/or high voltage, one recovers the Child–Langmuir law for SCLC in a vacuum diode [Eq. (1)]. In the limit of low mobility (corresponding to high pressure), one recovers the Mott–Gurney law for SCLC with collisions [Eq. (2)]. Prior studies on sheath formation in a gap using a similar assessment of the single-particle motion recovered similar asymptotic behavior.115 Combining this approach with a prior vacuum diode study using the Fowler–Nordheim equation for field emission as the canonical relationship for applied current55 permitted the extension of this analysis to include transitions between both space-charge limited conditions and field emission.56 Subsequent theoretical extensions of this approach to include external resistance,58 thermo-field emission,59 and quantum effects116 have led to what is referred to as nexus theory and reviewed in more detail elsewhere.57
C. Space–charge limited current in liquid
Since one may consider the electron motion through a liquid similar to that through a gas with collisions, a recent study applied theory from Ref. 56 to liquids.117 The majority of this Perspective demonstrates the importance of space–charge effects in vacuum, gases, and solids; however, fewer studies have examined the electron emission mechanism in liquids and most of those are over three to four decades old.118–124 Characterizing electron processes in dielectric liquids has broad implications in multiple areas, including radiation physics/chemistry, field induced polymerization, nuclear radiation detection, medical imaging, insulator physics, composite insulation, high-power capacitors, pulsed power systems, and electrostatics generators.123 The characterization of electron processes in liquids includes understanding electron emission (field emission, in particular) as of the initial phases in the development of electronic breakdown;125–127 electron emission at the cathode initiates the release of electrons that leads to breakdown.126,127 Recent applications involving intense electric fields for generating electric discharges for water purification128 and for cold atmospheric pressure plasmas for treating liquids129 demonstrate the importance of characterizing the effects of electron emission and breakdown in liquids. One may also have phase changes from liquid to gas at high temperatures and strong electric fields for combustion applications,130 motivating characterization of electron emission under potentially broad ranges of electron mobility, which may vary dramatically during phase changes.131–134
Applying the theory unifying electron emission mechanisms to liquids demonstrated that electron emission was primarily driven by field emission with space–charge beginning to contribute at the highest voltages and currents for the liquids studied.117 Changing the mobility in accordance with measured values expected for phase changes demonstrated that it was feasible for space–charge to become relevant for the gap distances used for liquids if the phase changed to gas. As such, electron emission may transition from field emission to MG to CL with increasing mobility or decreasing gap distance. This would have important implications for combustion applications, where heating and phase changes may occur. It may also become critical for applications at low temperatures for liquid gases, such as argon or nitrogen, where slight changes in temperature that may arise due to changes in voltage that may ordinarily be neglected may potentially lead to phase changes. For instance, ongoing studies at the Spallation Neutron Source (SNS) at Oak Ridge National Laboratory for studies searching for the permanent electric dipole moment of a neutron require experiments inside a bath of liquid helium at approximately 0.4 K with electric fields up to ∼75 kV/cm, motivating characterization of liquid breakdown mechanisms under this extreme conditions.126
D. Space–charge limited current for traditional bulk solids
The SCLC JSCL, the maximum current density that can be transported across a diode of gap distance D with a bias voltage V, may be generally expressed by the scaling law . This limitation is due to the electrostatic repulsion generated by the unscreened charge carriers injected into the solid, which are in excess of the thermodynamically permitted equilibrium condition. For a traditional trap-free bulk solid, the scaling is (β,γ) = (2, 3), also known as the Mott–Gurney law,3,4 which is the solid-state counterpart of the Child–Langmuir (CL) law for a vacuum diode, which has a classical scaling of (β, γ) = (3/2, 2)1,2 and a quantum scaling of (β, γ) = (1/2, 4).18 For a trap-filled solid, the MG law becomes the Mark–Helfrich (MH) law135 with a scaling of (β, γ) = (l + 1, 2l + 1), where l = Tc/T ≥ 1, T is the temperature and Tc is a parameter characterizing the exponential spread in the energy of the traps. Beyond the MG and MH laws, field-dependent and carrier-density-dependent mobility transport models are also commonly used to describe SCLC in solids, particularly in organic materials.136–139 The characterization of mobility by using SCLC models will be discussed below.
The key difference between the vacuum SCLC (CL law) and solid-state SCLC (MG law) lies in two aspects: (a) the transport of the electrons in the solid follow the mobility equation and (b) the Poisson equation must include the traps carrier density. Here, the presence of mobility and traps carrier density immediately reveals that the SCLC model for solid is inherently linked to the electronic properties, charge traps and dopants of the solids140,141 and it is a function of the applied field (F), of temperature (T), and carrier density (n). Thus, despite being a semiclassical transport model first derived as early as the 1930s for a solid diode, SCLC remains an actively studied topic for material scientists and device engineers, especially, for experimental characterization of charge transport and trapping mechanisms in organic materials.68,69,142–145 Fitting the experimentally measured current–voltage (J–V) characteristics with various SCLC models has become one of the standard tools in probing charge transport mechanisms146 to determine the concentration and the energy distribution of charge traps, and mobility of the solid, especially organic semiconductors.147
E. Space–charge limited current for two-dimensional (2D) Dirac materials
By explicitly taking into account the reduced dimensionality, Dirac energy-momentum dispersion, and the 2D ultrathin-body geometry of 2D Dirac semiconductors, such as hBN and MoS2, a new SCLC model161 was developed to study the SCLC for 2D Dirac materials (see Fig. 4). The model provides a universal transition of the SCLC scaling law, i.e., , with (β, γ) continuously changing from (2, 3) for common bulk solids (with semiclassical parabolic energy dispersion) to (3/2, 2) for the fully massless (or ultra-relativistic) Dirac quasiparticles in 2D Dirac materials (see Ref. 161 for the detailed analysis of the SCLC in 2D Dirac materials). It is important to note that while this new limit of (β, γ) = (3/2, 2) is identical to the CL law [Eq. (1)], the underlying physical origin of such scaling in 2D Dirac materials is completely different. In the classic CL law, the scaling originates from the ballistic transport of semiclassical carriers across the vacuum gap. In contrast, the same scaling in the 2D Dirac materials originates from the transport of ultra-relativistic quasiparticles in the collisional transport regime. For 2D Dirac materials with a finite bandgap, the modified SCLC model indicates a voltage scaling between β = 3/2 and 2, which agrees well with prior experimental observations of 1.7 < β < 2.5 in monolayer MoS2162 and 1.75 < β < 2.5 in monolayer hBN.163 Note the sub-quadratic scaling of , as observed in experiments,162,163 contradicts the key assumption of as used in the formulation of the MH law. Thus, using the MH law to explain and to fit the experimental measured SCLC for 2D Dirac materials162,163 is no longer valid. In this case, the experimentally observed anomalous sub-quadratic scaling is successfully resolved by this newly proposed SCLC model.161 It should be emphasized that the predicted SCLC-voltage scaling of 3/2 < β < 2161 represents a distinct “smoking gun” signature for distinguishing Dirac materials from the traditional 3D bulk materials, which follows a super-quadratic voltage scaling of β ≥ 2.
Finally, we remark that, with the recent discoveries of a large variety of 2D materials—many of them possess non-parabolic energy-momentum dispersion at the conduction and valence band edges, the modified SCLC model for 2D Dirac materials158 highlights the importance of properly taking into account the reduced dimensionality and the actual energy-momentum dispersion of the materials when analyzing the carrier trapping effect using the SCLC method. While the SCLC along the lateral in-plane direction of 2D materials has been studied and discussed above,161 the SCLC transport vertically out of the 2D plane of 2D-material-based heterostructures remains largely unexplored. A recent experiment164 demonstrated vertical SCLC flow through a stack of multilayer WSe2 vertical tunneling diodes [see Figs. 5(a) and 5(b)]. Interestingly, despite the layered nature of the WSe2 stack where long-range crystal order is absent, the current–voltage characteristics exhibit the classic Ohmic, TFL, and trap-free SCLC akin to the classical SCLC in a bulk solid [see Fig. 5(c)]. It should be noted that the WSe2 stack reported in Ref. 164 has a thickness of about 20 nm, which is in the thin-film regime rather than in the few-atoms-thick 2D limit. The observation of classic trap-limited and trap-free SCLC is thus expected. We expect unusual SCLC behavior, distinctive from classic SCLC scaling laws of bulk materials as reviewed above, to arise when the tunneling layer is replaced by vertical heterostructures composed of only a few 2D monolayers [see Fig. 5(d)]—a nanostructure is commonly known as the van der Waals (VDW) heterostructure.165 Understanding the physics of SCLC in VDW heterostructures shall shed new light on the following open questions: What is the interplay between direct quantum mechanical tunneling and SCLC? Can a transitional model between the two different mechanisms be constructed? How does quantum SCLC models developed for vacuum nanodiode18,19,24,26 and new MG law for 2D Dirac materials161 manifest in layered VDW heterostructures? Can such vertical SCLC be harnessed to generate new device functionality in VDW heterostructures apart from serving as a transport measurement tool? The recent advancement of experimental fabrication techniques of VDW heterostructures166 and first-principles density functional theory simulations combined with quantum mechanical nonequilibrium Green's function (NEGF) and/or semiclassical transport models91,167,168 shall open a new chapter on the quantum transport of SCLC in the few-atom limit. The discussion above is strictly for 1D model, where some geometrical effects of SCLC in both bulk and 2D materials can be found in Sec. IV.
F. Thermal-field electron emission from 2D materials to space–charge limited current
Note the field (or voltage) dependence in Eq. (21) for traditional FN law is , which differs from in Eq. (20) for 2D materials. The constants and are also different. Despite a growing number of experimental studies focusing on the physics of vacuum-based electron emission from graphene and other 2D materials,182–187 the transition from the various electron emission mechanisms, such as field, thermal-field, or thermionic emission from 2D materials to SCLC remains elusive thus far. In fact, due to the ultrathin-body nature of 2D materials, the number of electrons available for emission is much more limited when compared to 3D bulk materials. For example, the thermionic emission current from 2D graphene is several orders of magnitude lower than that from bulk 3D metals188 [see Fig. 6(a)]. Because the emission current density is inevitably limited by the low availability of electrons in 2D materials, it is predicted189 that the field emission current undergoes a rapid transition from normal field-thermal emission to source-limited emission without entering the SCLC regime [Fig. 6(b)] for D = 100 nm to 1 μm.
Despite being studied immediately after the discovery of graphene,182 the physics of field and thermal-field emission remains largely incomplete. Because 2D materials are atomically thin and typically fabricated on a substrate, the unambiguous isolation of 2D field-based electron emission physics without the influence of the substrate remains a major challenge. Furthermore, the generalization of the universal electron emission theory developed by Jensen190 covering field, thermal-field, and thermionic and photoinduced emissions into the new domain of 2D materials remains unexplored. It should be noted that the current model of single-electron field emission from the bulk material interface is based on matching or coupling the electronic wave function at the bulk metal/vacuum interface, which is based heavily on matching the Bloch wavefunction in the metal with that of the free-electron wavefunctions propagating perpendicularly to the metal/vacuum interface.181 Such a model seems to fail for the 2D-metal/vacuum interface, where there are no propagating electronic states perpendicular to the 2D-metal/vacuum interface due to the lack of out-of-plane crystal periodicity in the 2D atomic layer. Whether the standard Sommerfeld transport theory, such as the Fowler–Nordheim (FN) law or Murphy–Good models, remains microscopically valid for 2D materials remains an open question. We suggest that DFT-based transport simulations shall be a necessary tool to elucidate the microscopic electron field emission physics at the 2D-metal/vacuum interface. The extension to consistent photon-emission for 2D-materials is also less explored due to the complexity of light-matter interaction at atomistic limits. For example, extremely nonlinear strong-field photo-emission from carbon nanotubes (CNTs) has been observed experimentally191 that space charge effects may be critical. The physical situations of 2D materials make it difficult to understand exactly what we mean by a steady state, especially in the context of the photon–electron interaction. In this spirit, we note that time-dependent electron emission from quantum materials is an interesting application for newer “beyond DFT” techniques, such as Time-Dependent Density Functional Theory (TDDFT).192–194 One may refer to Ref. 193 for a review of TDDFT and Ref. 192 for applications to transport in electromagnetic fields. We turn now to a more general consideration of these time-dependent effects in Sec. III.
III. TIME-DEPENDENT EFFECTS OF SPACE–CHARGE LIMITED CURRENT
A. Discrete particle effects
This shows that a ranging from 1 MV/m to 100 MV/m will cause to range approximately from 100 nm to 10 nm, respectively. From this, it follows that the lateral spacing between emitted electrons in nano- and microdiodes is typically on the order of tens of nanometers, as has been observed in simulations.14,32,195 This represents a significant distance with respect to the important length scales of the emitter in the systems under consideration and thus must be taken into account. More broadly, this suggests that aspects of strongly coupled plasma physics may be necessary to understand even single-species electron plasmas in micro/nano-gaps as at the point of emission, the density can be high while the kinetic energy and temperature of the electron population are modest, leading naturally to a situation where the potential energy is greater than the kinetic energy. This ratio of potential to kinetic energy exceeding unity is the signature for strongly coupled plasma physics.
Even in macroscopic systems, the importance of discreteness cannot be neglected. Electron emission is typically non-uniform across the cathode, whether by design, as in the case of field emitter arrays, or due to inhomogeneity of the cathode surface, e.g., surface contaminants, grain boundaries, or morphological variance at the microscale. For field emitter arrays, the effects of three-dimensional charge distribution and discreteness should be taken into account within a distance from the cathode corresponding to the pitch of the array.196 Similarly, cathode inhomogeneity at the microscale can have a significant effect on the quality of electron beams on the macroscale due to variability in emission and scattering near the cathode surface.197–200 Therefore, discrete particle effects must be accounted for to establish appropriate boundary conditions to accurately model electron beams in macroscale systems. For this purpose, it might be useful to consider virtual diodes where the “anode” corresponds to the boundary of the computational cell that demarcates the boundary between the region where discrete electrons are important and the region where particle-in-cell or continuum models are fully applicable.
The discrete nature of electric charge may lead to shot noise in electronics.201 As the discrete particle effects become important when the dimension of the diode decreases,202,203 future research may also consider shot noise effects in SCLC in nanodiodes with different electron emission mechanisms, which is beyond the scope of this paper.
B. Temporal (short pulse) effects and AC beam loading
Another characteristic parameter of nano- and microdiodes is the transit time of electrons through the gap, which is given by , where is a constant on the order of unity that depends on the exact diode geometry and distribution of space–charge in the diode gap. A typical nano- or microdiode will typically exhibit transit times from tens of femtoseconds to several picoseconds. It is possible to understand the relevance of the transit time for different situations.
Let us begin by considering a regime where current is generated over a period that is comparatively long compared to the transit time. For a vacuum nanodiode with space–charge limited emission from a spot of finite size on the cathode, simulations indicate that electrons will be injected into the diode gap in distinct bunches. This is due to space–charge forces and the discrete nature of the current at this scale,32–34 somewhat akin to a Coulomb blockade. These bunches can induce a time-varying current in the diode with a characteristic frequency ranging from hundreds of GHz to several THz. For suitably low voltage in a nanodiode, it is even possible to extend the Child–Langmuir law to a true Coulomb blockade regime where there is only one electron present in the gap at a time.38 Both situations described cause a modulation in the diode current with a period comparable to the transit time. Next, we may turn our attention to a different regime, namely, where the current pulse is short compared to the characteristic transit time across the diode. This case is relevant for ultrafast emission, where the pulse length may be on the order of 10 fs.204–209 In this case, we typically encounter a hybrid of multiphoton emission and strong-field emission, or even Schottky emission, where the goal is to produce a tight bunch of coherent electrons for applications such as ultrafast transmission microscopy.208 For these applications, understanding and controlling space–charge effects are imperative to maintain the coherence of the electron bunch. In some instances, a nanostructured surface is used to guide the laser field to a point of emission,207–209 with the result that the near field is of such strength that electrons can be accelerated into the much weaker far-field region in less than half a laser oscillation period, and thus an even shorter characteristic time scale is introduced that must be taken into account.
In a typical nano- or microscale diode the current is so miniscule, and the electrons of such low energy, that one might anticipate any electromagnetic effects to be safely ignored. On the other hand, the rapid variation of current is often characteristic of the behavior of systems at this length scale. For instance, in strong-field emission, the laser pulse length may be on the order of 10’s of femtoseconds, and the rise time of the current pulse even shorter than that.209 Similarly, electrostatic beam loading (or the Coulomb blockade) can give rise to current variations with a period close to the transit time for electrons to cross the diode gap, which may be on the order of a picosecond.32,38 Thus, inductive loading of the gap, whether due to parasitic inductance or a designed inductance, may be important. Luginsland et al.29 showed that a persistent virtual cathode may be formed in a drift tube due to electromagnetic transients even when the self-magnetic field is negligible. This occurs due to an inductive potential and illustrates how rapid changes in current may be important, even when a cursory examination of system parameters would suggest otherwise.
This equation is a simple second-order differential equation that gives the condition for the growth of the time-dependent electromagnetic signal as a function of the characteristics of the space–charge limited emission, be it classical CL, quantum, MG, or any of the other conditions described above in this article, and the impedance of the electromagnetic mode. This condition is simply .
While it has been shown that this scaling works well for classical Child–Langmuir macroscopic gaps, it would be interesting to also study the validity of this model in nanogaps under quantum space–charge limited emission or thermo-field emission. The exponential dependence of Fowler–Nordheim to the surface electric field raises interesting questions on the role of convection and displacement current in nanogaps.
As can be seen from this analysis, the role of the electromagnetic mode supported by an RF circuit is critical in describing the full time evolution of the flow. One can imagine similar critical details, such as a return current path, where the image current encounters an inductor, in effect, as providing important details to fully describe the evolution of the time-dependent flow.29 The full behavior can be very complicated—for example, a change in the transit time for the same electromagnetic circuit results in highly different beam wave interaction.30 In this Perspective, we have chosen to focus our attention on the gap itself and determine threshold conditions where more complex behavior comes into play [see, e.g., the threshold of instability due to transit time oscillations as shown in Eq. (25)]. Beyond this critical point, we point the reader to the literature,210–213 where self-consistent numerical tools such as density functional theory192 and particle-in-cell methods214,215 are needed to understand the detailed nuances of the time-dependent flow.212,213,216,217
C. Time-dependent photoemission from metal nanotips to space–charge limited current
Photoelectron emission from metal nanotips driven by ultrafast lasers offers an attractive route to generate high brightness, low emittance, and spatiotemporally coherent electron bunches, which are central to time resolved electron microscopy,218,219 free-electron lasers,220 carrier-envelope-phase (CEP) detection,221 and novel nanoelectronic devices.222–225 To extract as much current as possible from a photoemitter, the space–charge effect would become important. Due to the oscillating nature of the laser fields, photoemission is intrinsically a time-dependent process.
The modern treatment of nonlinear photoemission started with the seminal work of Keldysh,226 who distinguished different intensity-dependent photoemission mechanisms through the Keldysh parameter with W being the cathode work function and the ponderomotive energy, where is the elementary charge, is the electron mass, and F and are the optical electric field strength and frequency, respectively. When , the optical field strength is relatively small and multiphoton absorption induced electron emission dominates; whereas, when , the optical field is sufficiently strong such that photoemission approaches quasi-static tunneling, with emission current following the Fowler–Nordheim equation.227 Since Keldysh, strong-field nonlinear photoemission has been extensively studied both theoretically and experimentally by many groups across the world. For a comprehensive overview of the literature, one may refer to recent review articles209,228–230 and references therein. Some recent studies may be found in Refs. 221,231–236,204,237,238. It is shown that the photoelectric scaling breaks down when the optical fields approach a few cycles (sub-10 fs),235 or when the photon energy approaches the work function at increased optical intensity.239 Non-equilibrium heating is also important for metals for sub-100 fs pulses.234
Recently, analytical quantum mechanical models have been developed to study the highly nonlinear photoemission induced by continuous wave (CW) lasers by solving the time-dependent Schrödinger equation (TDSE) exactly.77,204,205,233,239–241 Various emission mechanisms, such as multiphoton absorption or emission, optical, or DC field emission, and the transition among them, are all included in a single formulation.204 The model was later extended to study ultrafast strong-field photoelectron emission due to two-color laser fields, which is predicted to be able to modulate not only the electron energy spectra but also the emission current up to 99% due to the interference effects between the two lasers,205,240 in excellent agreement with experimental measurements.242 The interference modulation of photoemission driven by two lasers of the same frequency was also examined.241 The quantum model predicts that quantum efficiency (QE) increases with the laser field strength in the longer laser wavelength range due to the increased contributions from multiphoton absorption processes.239 Plasmonic resonant photoemission from dielectric coated metal emitters was also investigated to increase QE,77 where optical field tunneling can be accessed at a significantly reduced incident laser intensity. The effect of thin-film coating on field emission was also studied.243 Most recently, an exact quantum theory is developed for ultrafast photoelectron emission from a DC-biased surface induced by laser pulses of arbitrary duration, ranging from sub-cycle to continuous wave, which is valid from photon-driven electron emission in low intensity optical fields to field-driven emission in high intensity optical fields.244
While these models give a precise description of the time-dependent dynamics of photoemission based on the exact solution of the TSDE, they do not take into account the space–charge effect, which is expected to play an important role, especially during high current electron emission. Further work is needed to study the space–charge effect in the time-dependent photoemission process and to determine the conditions under which the above models become invalid. The transition from time-dependent photoemission to time-dependent SCL emission also requires future studies.
In addition to photoemission from nanotips, there has been strong recent interest in electron transport in nanoscale gaps triggered by ultrafast lasers.27,206,209,230,245–250 The tunneling current in the nanogaps depends on the applied electric field and on the gap distance with high nonlinearity, where the shape of the tunneling potential barrier is modulated by the applied electric fields, which may consist of both the DC-biased field and the time-varying optical field due to the ultrafast laser. Direct control of ultrafast electron transport in nanoscale gaps has been demonstrated in recent proof-of-concept experiments,246,247 as shown in Fig. 7. It is clear that the tunneling current depends strongly on the laser intensity, carrier-envelope phase of the laser, and bias voltage, which offers strong flexibility to precisely control the electron dynamics in nanoscale condensed matter systems. The optically rectified tunneling current is envisioned to open new ways to petahertz electronics operating at optical frequencies, and strong-field nano-optics.209
Increasing the efficiency requires extracting as much tunneling current as possible in such ultrafast tunneling junctions. Currently, the effect of space charge, which is expected to become increasingly important for higher current, is rarely studied in these devices. It would be interesting to test if space-charge could cause the saturation behavior of current under strong fields [e.g., Fig. 7(b)] and if it is possible to achieve SCL operation26,28 in such ultrafast nanodiodes. Recently, spatially confined THz electric fields exceeding 10 V/nm in a nanogap in a scanning tunneling microscope (STM) were achieved to drive the electron emission current into the nonlinear SCL saturation regime (Fig. 8),26,251 confirming the theoretical predictions.26
Another important aspect of SCLC with oscillating gap voltage is the possibility to overcome the time-averaged CL law.36,37,252,253 It would be interesting to see if such theoretical predictions can be realized in ultrafast laser triggered nanogaps.
D. Time-dependent space–charge limited current in air and liquid
IV. MULTI-DIMENSIONAL AND HIGHER-DIMENSIONAL EFFECTS
A. Finite emitter area effects
Figure 9 shows how the simulated current agrees with Eq. (30) at very small radii. Finally, it is of interest to note that the current obtained from simulation is generally higher than that predicted by Eq. (28), the exception being for large aspect ratios and greater values of the emitter radius. On a related note, it can be seen that the current curves for large aspect ratios converge asymptotically with those of lower aspect ratio. This is most likely due to transverse expansion of the beam near the cathode resulting in an “effectively lower” aspect ratio for a given gap spacing.
Similarly, the equilibrium current density for space–charge influenced field emission increases with decreasing emitter dimension and shows enhanced emission at the boundary of the emitting area,195 although this has not been investigated thoroughly for such small emitter sizes that the point emitter model applies.
As will be discussed later in the context of inhomogeneous cathodes, the physics of the two-dimensional Child–Langmuir law can be used to explain the performance characteristics of diodes with a heterogeneous work function on the cathode, whether they are subject to field emission or thermionic emission.198–200
B. Analytical protrusive CL law
While calculating space–charge limited current (SCLC) is well established for planar geometries by the Child–Langmuir law,1,2,70 most practical devices are not simply planar diodes. This issue was recognized over a century ago, motivating research by Langmuir and Blodgett to derive equations describing SCLC for 1D concentric cylinders257 and spheres;258 however, these equations require a series expansion whose accuracy deteriorates as the ratio of the anode radius to cathode radius diverges from unity. Subsequent studies have attempted to improve upon these theories by applying numerical methods,260–265 deriving transit time models,6,266 or deriving analytical approximations assuming no space–charge.267,268 Even then, such approaches are often limited when dealing with other geometries, such as the simple case of a pin-to-plate geometry, or, thought another way, a diode comprised of a flat, planar cathode and an anode with a surface protrusion, which has been solved numerically.13 Another example is a recent study examining SCLC for two curved electrodes that applied the nonlinear line charge model to show that where is the apex field enhancement factor of the curved emitter.269 The lack of exact, analytic solutions from first-principles for these relatively simple deviations from planar geometries demonstrate the need for a standard means of calculating SCLC for non-planar diodes in general.
Note that variational calculus will fail when one cannot write expressions for or which may occur for curvilinear electron flows, for which few analytic solutions exist,272,273 or more complicated geometries.274 To address this, one may apply conformal mapping, which has been used to model electron emission for non-planar geometries,80,275 but not systematically to derive SCLC for such scenarios. A recent study demonstrated that conformal mapping can recover for concentric cylinders by mapping to a planar geometry.276 More complicated 1D geometries were then derived based on using conformal mapping to translate them either to a planar or cylindrical geometry.276 Ongoing studies are applying conformal mapping to generalize the pin-to-plate geometry described above to pin-to-pin, which may be subsequently modified to address curved electrodes,269 and the effects of tilted pins (e.g., misalignment), which would be challenging using variational calculus due to the complications involved in determining and . Conformal mapping is also used often for 2D geometries, as demonstrated by prior work deriving an approximate solution of in 2D.277 This may suggest the potential feasibility of using conformal mapping to derive SCLC in 2D geometries, starting from planar geometries8,9 and potentially extending this approach to more complicated geometries as described above for 1D.
C. Fractional models of CL law, FN law, and MG law
Most revised CL laws, such as the 2D or 3D CL law8–13 or the well-defined sharp tip—protrusive CL law,70 have focused on a flat electrode with the finite emission area. For practical cathodes, the roughness of cathode is difficult or computationally expensive to simulate. Using the techniques of fractional calculus, a fractional CL law278 has been recently formulated. In the model, the roughness of the cathode is modeled as a “fractional slab” with a parameter α (≤1) and the specific values of α can be determined by the box-counting method for a given image of the cathode's roughness. Here, α = 1 is the limiting case for a perfect flat cathode, and the roughness increases with small values of 0 < α < 1. Figure 10 shows that for a rough cathode272 with α=0.934, the SCLC J (α) is enhanced over the CL law J (at α=1), and the enhancement is larger for small gap spacing D. This implies that the scaling of gap spacing from the classical 1D CL law no longer holds for a rough cathode if the degree of roughness is not eligible as compared to the gap spacing D. The model compares well with the experimental results at D = 4 mm and D = 8 mm, which gives enhancement factors of 1.5 and 1.25, respectively.279
With the fractional CL and FN laws,278,280 it is now possible to construct a smooth transition model from field emission (at low voltage) to CL law (at high voltage) for a rough cathode, which is similar to a prior paper55 developed for a flat cathode. Such an analytical or semi-analytical universal model will be extremely useful to be included as a fast emission algorithm to be used in any PIC simulation or gun codes to avoid the computationally expensive fine-meshes required near to the electrode surface. The results of such a transition model will be published in a separate paper.
This section has introduced some recent studies in using fractional calculus in modeling charge injection and electron emission such as the fractional CL law,278 fractional FN law280 and fractional MG law.281 Such approaches can be applied to account for the interface roughness in 2D-material's contact with electrodes for which the nano-scale roughness cannot be ignored due to the “atomic-scale” thickness of the 2D Dirac based materials. Thus, fractional modeling is ready to be used for the recent Dirac materials-based electrical contact and others.91,167,170 In fact, a fractional model to calculate the exciton binding energy of 2D materials has been shown to have good agreements with prior results.282 A fractional Fresnel model for light absorption on a rough metallic surface also agrees with experimental results.283 In the future, it is also of interest to apply this concept to expand the classical photocurrent SCLC model40,41 to a fractional model for organic materials.
D. Multi-dimensional SCLC in solids and interfaces
Based on the concept of the 2D and 3D CL laws developed,8,9 their enhancement over the 1D models can be written in a general form11,45 of where F is a parameter measuring the normalized average position of the electron charge density inside a diode of spacing D at the SCLC condition. For example, we have F = 1/4 for the classical CL law11 and F = 1/ 3 for the classical MG law (trap-free solid), and F = 1/ (l+1) for a trap-filled solid, where the value of l > 1 characterizes the energy distribution of the traps.45 Here, G is a geometrical parameter to characterize the size and shape of the emitting areas on a flat cathode. For an infinitely long strip of the emitting patch of width W, we have . Other forms of G can be referred to a prior paper.11
There are relatively few studies46 examining the transition of SCLC in a solid for a finite emission area at the interface between the metallic injecting electrode and the dielectric slab. Such an interface property is expected to play an important role for a nano-size diode where the scale of roughness cannot be ignored compared to the thickness D. Depending on contact properties, various charge injection mechanisms such as the Ohmic contact and Schottky contact for an imperfect interface should be developed to study such transition to SCLC. One way is to use the fractional modeling approach that has been discussed above. By combining the approach of the fractional MG law280 for the issue of a geometrically imperfect interface, one may be able to develop a consistent model to study the source-limited injection (at low voltage) to SCLC (at high voltage) for a metal–dielectric interface. Note the effects of finite particles and Coulomb blockade will be important for a nano-scale diode too, as shown in the transition of field emission to the CL law.14,32,38,195 Thus, it is of interest to extend such finite particle effects for SCLC models of solids.
As mentioned above, the degree of the surface or interface roughness would become comparable to or even larger than the thickness of the solid when its thickness decreases to a few atomic layers, and thus the effects of roughness will become increasingly important. It is found that the presence of contact interface roughness, in the form of fluctuating Schottky barrier heights in the contact region, can significantly reduce the contact resistance of MoS2/metal Schottky 2D/3D contacts.91 It is important to examine if such benefits of interface roughness for reducing contact resistance can still exist if the electrical contacts are operated under the SCLC injection condition. For nanoscale diodes, the geometry of the contacting electrodes plays an important role.90–93 Current injection at material contact interfaces and the associated current crowding effects due to current constriction or current spreading near the electrical contacts have been characterized using various models, such as simple transmission line models (TLMs)285,286 and field solutions.90,95,287–292 By solving a two-dimensional TLM coupled with the local interface current injection consistently, we have examined the nonuniform current distribution in nanoscale electrical contacts for both Cartesian parallel contacts90,91 and circular contacts.92 It is also proposed to mitigate current crowding effects by designing contact interfaces with spatially varying contact resistivity.93 Significant future research is needed to investigate SCLC transport in these higher-dimensional diode configurations, along with the impact of electrode surface morphology,80 electrode geometry irregularity,293,294 and different contact setups.295 These geometrical effects will inevitably influence the SCLC properties in solid and interfaces. Finally, the dynamics of time-dependent SCLC in solid is less explored that we speculate that it will be an interesting topic for future studies. For example, a recent paper just reported the probing of metastable space–charge potential in a wide bandgap semiconductor.296
E. Inhomogeneous cathodes and Miram curves
As described previously in this paper, the magnitude and distribution of current drawn from a bounded area on the cathode can be substantially different from that of a boundless emitter.8,9,11,195,259 Current density is generally higher at the edge of the emitting area than for the interior region of the emitter. Nonetheless, the current density from the interior of the bounded emitter will exceed that from a boundless emitter with the same operating parameters. Another important fact is that separate, bounded, emitters will interact via mutual space–charge interaction if they are not too far apart.297,298 In essence, if we consider two emitters that we may call A and B, then the space–charge that is due to current drawn from emitter A will affect the local electric field on emitter B and vice versa.
If we consider a macroscopic cathode that has a microstructure, such that the work function varies across the cathode surface, it may be construed to be an assembly of individual emitters that interact via mutual space–charge effects. This viewpoint has been used to explain the physics of transition from source-limited flow to space–charge limited flow in thermionic cathodes, e.g., the shape of the so-called Miram curve that describes current as a function of temperature in thermionic cathodes. We may look at this problem in some more detail.
A one-dimensional model of a thermionic diode assumes that the current density across the cathode is uniform and can be described by the Richardson–Dushman law for thermionic emission until it reaches the limit set by the Child–Langmuir current density. From this, one would expect a sharp transition between the two emission regimes. For real thermionic cathodes, this is not the case as they exhibit a much smoother transition from source-limited to space–charge limited emission as is shown schematically in Fig. 12.
Chernin et al.200 constructed a 1½ dimensional model of a thermionic diode consisting of an infinite planar diode constructed of a periodic array of parallel strips of finite width with varying work function. They used this model to solve Poisson's equation numerically and showed how current is initially drawn preferentially from the strips with low work function as if they were separate emitters of finite width. As the temperature increases the current density from those strips with higher work function increases and the resulting space–charge affects emission from the low work function strips in such a manner that the current density across the cathode becomes uniformly equal to the Child–Langmuir current density and the Miram curve exhibits a smooth transition region. It is noteworthy that even if some of the strips were non-emitting, the average current density would eventually be equal to the Child–Langmuir current density when the cathode temperature was high enough. This model fit simulations using the code MICHELLE very well. A follow-up paper302 has extended this work to a 2 ½ dimensional model of an infinite planar diode where the regions of different work functions are comprised of finite squares rather than semi-infinite strips of finite width.
Sitek et al. used a molecular dynamics approach, with a self-consistent thermal-field emission mechanism based on the work of Jensen181 to simulate thermionic emission from a finite, yet inhomogeneous, area embedded into a planar cathode.198 These simulations exhibited much of the same physics observed by Chernin et al., namely, how the microstructure in the cathode causes rounding of the Miram curve; how the initially nonuniform current density becomes more uniform with rising temperature; and how the ultimate current limit is set by the Child–Langmuir limit (though in this case it is determined by the two-dimensional Child–Langmuir law rather than the one-dimensional Child–Langmuir limit). Sitek et al. also showed that for a bounded emitter area, the Miram curve will be rounded for a uniform work function. This is presumably because such a diode has a higher current density at the emitter edge than at the interior. Sitek et al. also investigated beam quality in terms of emittance and brightness. They showed that a fine grained cathode is superior to a coarse grained one in terms of the beam quality and that a given cathode has an optimal temperature for maximum beam brightness that is in the transition region of the Miram curve.
Chen et al.303 have examined a checkerboard model similar to that studied by Sitek et al. This work shows the same effect of space–charge and inhomogeneous work function on the Miram function as is observed by Chernin et al. and Sitek et al., but Chen et al. also provides a more extended study of the effect of Schottky lowering of the surface barrier. The Schottky effect is of minimal importance when considering the Miram curve for a fixed temperature, but is important when looking at the effect of increasing the applied potential for a fixed cathode temperature. It should be kept in mind that the emission model used by Chen et al. is an over-barrier emission model, and tunneling effects that are incorporated in Jensen's emission model incorporated by Sitek et al. could lead to higher current, though that is by no means certain.
The effects of an inhomogeneous work function on the cathode under field emission can also be investigated in a similar manner. Torfason et al. have conducted molecular dynamics based simulations similar to those of Sitek et al. for a planar diode with an emitting area of finite size and inhomogeneous work function.199 The focus in this work was on how the disorder of the cathode affected current, emittance, and brightness of the beam drawn from the cathode for fixed diode spacing and voltage. They observed that a fine grained cathode gives a superior beam compared to a coarse grained one in terms of current and brightness; that the brightness and current characteristics of a low work function cathode can be improved by introducing a small fraction of non-emitting or high work function spots spread out over the cathode; that if the beam originates primarily from a few low work function hot spots it will have higher brightness, albeit with a lower current, if the low work function regions are closely spaced rather than spread out. Torfason et al. did not consider the I–V curves for the diode in this work to examine how inhomogeneity affects the transition from Fowler–Nordheim emission to Child–Langmuir Law emission, but previous work by Haraldsson et al.298 on field emitting patches showed that mutual space–charge effects between them can be pronounced if they are closely spaced and that this effect becomes stronger as the applied field is increased. This suggests that work function inhomogeneity should influence the transition from Fowler–Nordheim to Child–Langmuir current in field emitting cathodes, although this has not been investigated thoroughly. Similar examination of how cathode inhomogeneity affects photoemission is also incomplete.
V. SELECTED APPLICATIONS OF SPACE–CHARGE LIMITED CURRENT
A. Nanodiodes and nano-transistors: From vacuum to air
Vacuum is intrinsically a better carrier transport medium than a solid because particles travel ballistically with minimum collisions in vacuum, whereas the carriers suffer from optical and acoustic phonon scattering in a solid, resulting in local heating and degradation in both signal quality and the physical device. Nanoscale vacuum gaps have been used as a conducting channel in nanodiodes and nano-transistors.224,304–307 In particular, a nanoscale vacuum-channel transistor (NVCT) is a transistor in which the electron transport medium is vacuum. Instead of having a semiconductor channel between the source and the drain as in a traditional solid-state transistor, a NVCT has no material between the source and the drain; therefore, the current flows through vacuum. It is an emerging field due to the advantages of having vacuum condition (instead of materials) for application in space or other environments, where the radiation damages on materials are critical. Theoretically, a NVCT is expected to operate at fast speed (with the same feature size), but fabricating smaller dimensions and scaling to larger areas is challenging. The development has focused on using different types of field emitters or electron sources (comparable to nano-fabrication technology) such as silicon field emitters306,308,309 and metal–oxide–semiconductor field-effect transistors with a vacuum channel of 20 nm.310 While most of such NVCTs are designed to operate at low voltage (field emission regime), it is interesting to note that SCLC operation has also been reported with a current output to the 3/2-power of the forward bias [see Fig. 3(b) in Ref. 310].
Reducing the device size to nanoscale causes the gap distance to approach the electron mean free path, which may vary from tens of nm to hundreds of nm depending upon gas pressure and other assumptions.58,254,304,311 Thus, nanodiodes at atmospheric pressure may behave essentially as vacuum nano-transistors.304,309 Han et al. fabricated a planar lateral air transistor that could be shrunk to ∼10 nm, making it shorter than the electron mean free path so that it did not require vacuum and could achieve a cut-off frequency of 0.46 THz at an operating voltage below 10 V.309 Another such device demonstrated a metal–oxide–semiconductor field-effect transistor (MOSFET) with an integrated vacuum chamber,310 which combines the scalability and low cost of ballistic transport through vacuum with the reliability of conventional silicon transistor technology, while operating at atmospheric pressure.304 Jones et al. addressed the challenges with achieving the high electric fields required for electron emission for these nanogaps by constructing CMOS compatible, integrable two- and three-terminal devices that operate near atmospheric pressure with single tip currents of hundreds of nA below 10 V.312 Nikoo et al. demonstrated nanoplasma-enabled picosecond switches operating at atmospheric air.313 Given the lack of material for electron transport, these vacuum-based circuits should be inherently “hard” to radiation, in addition to the obvious benefits in terms of speed of operation, suggesting the potential to develop electronics suitable for space and other radiation filled environments.
Driven by the recent advancements of nanofabrication and material synthesis techniques, 2D materials, such as graphene184,185,314–316 and MoS2,317,318 hold enormous potential for designing nanoscale ultracompact emitters (compact, robust, chemical-inertness, and low work function) for NVCTs. Successful experimental demonstrations of graphene-based vacuum transistor devices have elucidated the role of 2D materials as a promising building block in NVCTs. Both surface-type185 and edge-type184,314–316 emitter geometries, where electrons are emitted from atomically sharp edges and the flat planar surface, respectively, are commonly employed in designing graphene-based vacuum transistors (see Fig. 13). An exceptional ON/OFF ratio of 106 with a low operating voltage range < 10 V and a subthreshold swing of 120 mV/dec has been demonstrated in a graphene surface-emission-type transistor device,185 suggesting the potential of graphene-based NVCTs in electronics applications. Phototransistors capable of efficient 633 nm light sensing have also been demonstrated based on a sidewall electron emission in graphene/SiO2315 and graphene/Si316 heterostructures. More recently, NVCTs based on 2D materials beyond graphene have also been actively explored. A recent proof-of-concept demonstration of 2D tin selenide (SnSe) in NVCT without being limited by SCL condition319 further reveals the potential of the 2D-material family as a high-performance nanoscale emitter for NVCT applications.
Ideally, space charge is the major limiting factor for the operation of vacuum-channel conduction and requires systematic evaluation to optimize the design of vacuum-channel devices. The nanoscale vacuum-channel devices are found to be robust against high temperature and ionizing radiation, which hold promises for potential applications in high frequency devices, THz electronics, radiation tolerant space electronic circuits, and deep space communications.306
In nanoscale gaps, as the applied voltage is concentrated in the very small space between electrodes, the resulting very high electric field would lead to ultrafast electron transfer, leading to extremely short time responses. Recent experiments demonstrated that nanogap based switches could achieve an ultrafast switching speed, higher than 10 V/ps, which is approximately two orders of magnitude larger than field-effect transistors and more than ten times faster than conventional electronic switches.313 These emerging ultrahigh speed electronics based on nanoscale gaps would enable the broad applications of ultra-wideband signals and terahertz waves in quantum measurements,320 imaging and sensing,321 and high-data-rate communications.322 Because of the absence of energy dissipation mechanisms (e.g., collisions and scattering) during carrier transport and the ultrafast response, these vacuum nanodevices may be designed to fulfill the hardware requirements of future data-centric computing with dramatically improved throughput and energy efficiency for artificial intelligence and machine learning.323
B. Microplasma transistors and beyond
Microplasma devices are very attractive because they can operate in harsh environments, have large off-to-on resistance ratios, can conduct large currents, operate under extreme environments (high temperature and in the presence of ionizing radiation), and can serve as reconfigurable antennas due to the tunability of their electrically conducting paths.324 These devices typically operate in the sub-Paschen regime, where plasma formation is no longer governed by the Townsend avalanche and Paschen's law but by ion-enhanced field emission.49–51 One microplasma system developed metal oxide plasma field-effect transistors (MOPFETs) that used electric fields (gate voltage) to modulate the plasma current.324 Applying a voltage on the gate modifies the charge density in the plasma to modulate the drain–source current.324 Microwave excitation (up to a few GHz) of the plasma increased device lifetime by mitigating ion-sputtering that occurs during DC excitation. Additional studies have explored the development of microplasma transistors. Chen and Eden integrated a controllable solid-state electron emitter with a microcavity plasma to develop a three-terminal current-controlled device to modulate the microplasma's conduction current and light intensity.325 The resulting system resembled an n–p–n transistor with the microplasma sheath analogous to the base of the transistor.325 Another system leveraged the similarity between low temperature, weakly ionized plasmas in the gas phase and electron–hole (e−–h+) plasmas in semiconductors to develop an n–p–n plasma bipolar junction phototransistor.326
As gap distances decrease, electron emission will eventually transition from field emission to space–charge limited, whether at vacuum55 or with collisions.56,57 Theoretical studies indicate that emission at non-vacuum pressure transitions from field emission to space–charge limited emission with collisions (Mott–Gurney) to space–charge limited emission at vacuum (Child–Langmuir) with reducing gap distance.56–58 In fact, this theory showed that even with collisions, electron emission asymptotically approaches Child–Langmuir at a sufficiently small gap distance.56 Recent experiments at atmospheric pressure with gaps from tens to hundreds of nanometers showed that electron emission may begin to exhibit space–charge effects prior to undergoing breakdown, unlike microscale gaps, which go directly from field emission to breakdown.57,327 Thus, one may achieve “vacuum” behavior at the nanoscale, essentially achieving an atmospheric nanodiode, although challenges, such as the altering of emission properties due to gas adsorption on emission and collection surfaces at non-vacuum pressures,304 remain.
As with the vacuum case, these devices should also be quite resilient to radiation environments. In principle, the radiation fields may allow even lower power operation by providing a natural source of free energy to partially ionize the gas in the micro-gaps.
C. Thermionic energy converters
Thermionic energy converters (TECs)328 are devices that convert heat energy directly into electricity by driving hot electrons across a vacuum gap between two metallic electrodes, where one is the hot electrode (or cathode), which has a higher temperature than anode. Thermionic electrons are emitted from the cathode at a temperature T into the vacuum gap of spacing D. The heat energy carried by these electrons collected on the anode (colder electrode) is converted to electrical energy with an external load. The injected electron current density J follows the Richardson–Dushman (RD) law for bulk materials.174,175 The theoretical efficiency of TECs (including energy loss, such as joule heating, radiation loss, etc.) can be high (>30%) at a power of approximately 100 W/cm2. It is also required to have a difference of 1 eV or more between the work functions of the two electrodes for high efficiency.
However, such performance is difficult to realize, especially at lower operating temperature, due primarily to two effects: (a) relatively high work function of the robust cathode, which allows T > 1500 K and (b) space–charge effects within the gap. The first issue has been approached by using new materials with low work function (<2 eV), such as barium oxide (BaO), but the stability of such new materials at high temperature remains an issue. The problem of the space–charge effect is generally minimized by using three approaches: (a) neutralize the space–charge effects by introducing positive ions, such as cesium ions, into the vacuum gap; (b) reduce the gap spacing D (since ); and (c) employ a third electrode (gate or grid) to accelerate the electrons (since , where F is the electric field).
High efficiency TEC development remains an active topic,329,330 which may provide significant potential for various applications, in particular, the solar thermionic space power technology.331 Photon-enhanced thermionic emission (PETE) from semiconducting cathodes332 is promising for increasing the emitted current density at relatively low cathode temperatures (500–1100 K). The field emission heat engine (FEHE) is another novel thermionic converter to directly convert heat into electricity with high efficiency.333–335 However, particle-in-cell (PIC) simulations showed that the high emitted current density is still limited by space–charge effects, motivating the proposal of Cs plasma for neutralization.336 Using the hybrid concepts of TEC and PETE, near-field thermionic-thermophotovoltaic energy converters have been studied.337,338 Due to the recent advances in new quantum materials, it was predicted that the classical RD law is no longer valid for 2D169,170,173 and 3D188 Dirac materials. In comparison to well-studied traditional materials-based TEC, Dirac materials-based TEC have been studied only recently.339,340 This new direction will require better understanding of SCLC in such systems so that space–charge effects may be avoided in a micrometer-scale or smaller spacing.189 Other effects such as gas-induced ions, finite particles, dynamical and multi-dimensional effects of SCLC discussed in this paper can be readily extended to future TEC design.
D. Multipactor
Multipactor discharge is an ac discharge in which a high frequency rf field creates an electron avalanche sustained through secondary electron emission from a metal or dielectric surface.341–348 It threatens telecommunication systems, high-power microwave sources,61,64,349,350 and accelerator structures. Under certain conditions, multipactor may dissipate power, degrade performance, increase system noise, cause degradation of the microwave components, and, in the worst scenario, lead to the complete destruction of the microwave circuits. In space-based communications, the restricted frequency spectrum and the cluttered satellite orbits require a single satellite or spacecraft to perform multiple functions which previously required several satellites. This necessitates complex multi-frequency operation for a much enlarged orbital capacity and mission. The required high-power RF payload significantly increases the threat of multipactor. As a result, multipactor discharge and breakdown received substantial attention in recent years.351,352 Besides threatening the integration of microwave components, the degradation of the signal quality due to multipactor has become a major concern.353–355
The effects of multipactor on the quality of a complex signal propagating in a transmission line have been recently analyzed.353 Multipactor under multifrequency operation354,356–360 is shown to have different dynamics and susceptibility boundaries. Using a recently developed multiparticle Monte Carlo model with adaptive time steps,359 it is found that the trajectory of multipactor electrons can be steered to migrate to certain directions for different configurations of two-frequency rf fields.360 This can be of interest in applications such as local surface cleaning of a structure to reduce further susceptibility to multipactor or directing multipacting electrons to a specific desirable location in the geometry.360,361 The generation of intermodulation products, higher harmonics, and the attempts to mitigate multipactor using non-sinusoidal waveforms have also been investigated.354,355,362,363
However, the effects of space charge are not adequately characterized in these recent efforts, though it is known that space charge effects play an important role in the time-dependent dynamics and the saturation mechanisms of mulitpactor. Previously, the space charge shielding effect on multipactor on a dielectric was analyzed to estimate the power deposition and saturation level.344,346,364 The effects of desorption or background gas348,365 on multipactor discharge and the transition from vacuum multipactor to rf plasmas366 were also studied. The secondary electron avalanche at electrically stressed insulator–vacuum interfaces was analyzed theoretically at SCL condition charge.367 As space charge influences the trajectories of mulitpactor electrons, it would be necessary to examine its impact on the signal distortion of the multipactor and multicarrier operation, which are particularly important to space-based communication systems. The impact of SCLC in secondary electron emission,367 especially from artificially roughened or micro- or nano-scale porous surfaces with suppressed SEY,88,89,368–371 would be a new direction in better understanding the physics of the multipactor. For higher frequency operation, the size of the devices shrinks to mm or microscale,372 multipactor discharge and their connection to the physics of SCLC diodes, as well as multipactor induced noises,353–358 would represent new challenges for space communications and beyond.
VI. CONCLUSION
This Perspective article gives an overview of the fundamental physics of the space–charge limited current (SCLC), with focus on recent advances in the SCLC transport in nanodiodes of different media, including vacuum, air, liquids, and solids. We have discussed new developments on the understanding of SCLC phenomena when the size of the medium (diode) is reduced to sub-micrometer dimensions including using novel 2D materials, the dynamical and transient behaviors far from the steady-state condition, and multi-dimensional and higher-dimensional effects with transitions between different regimes with various emission mechanisms and material properties. We have identified unanswered questions in these areas. A few selected applications of SCLC in nanodiodes were also discussed.
Understanding steady-state SCLC in nanodiodes remains a critical direction for future research. While there have been extensive studies on quantum mechanical modeling of SCLC in nanoscale vacuum and dielectric tunneling gaps, the effects of collisional effects and material defects, and their possible impact on the electron emission processes requires significant future research. Recent SCLC studies in air gaps have led to a nexus theory that demonstrates the transition and linkage between electron emission mechanisms, gas breakdown, and SCLC transport in either vacuum (no collisions) or solid (with collisions). Future modeling efforts require consistent quantum mechanical modeling of these behaviors, especially when the size of the gaps reduces to the sub-micrometer scale. Experimental verification of the theory is also needed. SCLC in liquids is largely unexplored, which necessitates substantial future research in both theory and experiments. SCLC models in bulk solids would provide a useful tool to characterize the properties of complicated solids (e.g., mobility). SCLC in 2D Dirac materials shows distinctive behaviors due to the reduced dimensionality and the unique energy-momentum dispersion of the 2D materials. The study of SCLC in 2D materials and van der Waals heterostructures is still in its infancy and would open a new chapter on the physics of SCLC in the few-atom limit, which may be important for future 2D materials-based nanoelectronics. An important open question is whether the standard Sommerfeld transport theory is microscopically valid for 2D materials, where first-principle calculations, such as DFT-based simulations, may be needed to address the electron emission physics, in particular, the scaling of photoemission models for 2D materials remains unknown.
Compared to the steady-state condition, time-dependent effects of SCLC in nanodiodes are relatively less explored. In particular, discrete particle effects require significant attention, especially when the size of the gap reduces to the micro- or nano-scale, the number of electrons present in the gap can be very limited even under the SCL condition. Coulomb scattering will become important in such systems with limited particles. Space–charge forces and Coulomb blockade effects can induce rapid time-varying current injection in micro- and nanodiodes. Electrostatics and possible inductive beam loading effects may give rise to current variations with a period close to the transit time of electrons across the diode gap. Novel susceptibility to electromagnetic oscillation may be possible as surface fields couple emission physics to electromagnetic modes. The rapid development of ultrafast lasers has offered unprecedented opportunities to drive ultrashort pulse photoemission from nanotips and to trigger ultrafast electron transport in nanoscale gaps. The effects of SCLC in these setups, along with the effects of different medium, remain largely unexplored. Accurate theoretical modeling and simulations are needed to address these unanswered questions regarding time-dependent SCLC.
Multi-dimensional and higher-dimensional effects become increasingly important when the gap size of the diodes decreases. This is especially so when the gap size becomes comparable to the scale of the electrodes, surface, or interface structures either by design or due to imperfections (e.g., roughness). The validity of macroscopic 2D and 3D Child–Langmuir law requires further examination in diodes with microscopic emitters. There have been ongoing studies of developing new methods to characterize the multi-dimensional and higher-dimensional physics, including variational calculus, conformal mapping, and fractional models of CL law, FN law, and MG law. These studies require significant extensions to apply to more sophisticated geometries of practical importance. Recent studies on inhomogeneous cathodes of varying work function have demonstrated the outstanding theoretical problem of smooth transition from thermionic emission to SCLC in Miram curves. It would be important to extend such studies in nanodiodes for different emission mechanisms. By combining the higher-dimensional models (including fractional models) of SCLC and accounting for the effects of surface or interface imperfection, together with the nonuniform current injection due to electrical contact geometries, one may be able to develop consistent higher-dimensional SCLC models to study current injection at material interfaces across different regimes. Such models are aided for simple scaling laws in order to avoid expensive computational resources.
As scaling laws of SCLC represent the fundamental constraints imposed by the Maxwell equations, they govern the operations of countless applications and devices involving diodes. The emerging nanodiodes and nano-transistors using nanoscale vacuum or air gaps as conducting channels have demonstrated superior properties with significantly higher switching speed compared to conventional solid-state devices. Microplasma transistors have shown promise for operating under extreme environments of high temperature and in the presence of ionizing radiation. SCLC studies would further push the operational limits of these devices to higher current and higher speed. Understanding of SCLC in thermionic energy converters and field emission heat engine along with novel emitters based on 2D or 3D Dirac materials would help increase their efficiency and optimize their future design. As the key saturation mechanisms for multipactor, developing multipactor mitigation strategies with SCLC physics would become important for space-based communication systems. The physics of SCLC in nanodiodes will play a critical role in numerous applications and may even ultimately dictate some of the devices' operation and performance.
ACKNOWLEDGMENTS
The authors would like to thank the guidance of Professor Y. Y. Lau from the University of Michigan on the studies of these topics over the years. P.Z. was supported by the Air Force Office of Scientific Research (AFOSR) YIP Grant No. FA9550-18-1-0061, the Office of Naval Research (ONR) YIP Grant No. N00014-20-1-2681, and the Air Force Office of Scientific Research (AFOSR) Grant No. FA9550-20-1-0409. Y.S.A. and L.K.A. acknowledge funding from the Singapore Ministry of Education (MOE) Tier 2 Grant (No. 2018-T2-1-007) and U.S. Office of Naval Research Global (ONRG) Grant (No. N62909-19-1-2047). A.L.G was supported by the Office of Naval Research under Grant No. N00014-17-1-2702 and the Air Force Office of Scientific Research under Award Nos. FA9550-18-1-0218 and FA9550-19-1-0101. A.V. acknowledges funding from the Air Force Office of Scientific Research under Award No. FA9550-18-1-7011.
DATA AVAILABILITY
The data that support the findings of this study are available from the corresponding author upon reasonable request.