We have studied the kinetics of the transitions between the Fe2O3 and Fe3O4 phases as thin epilayers (∼2.5 nm) on Al2O3 (001) substrates using time-resolved reflection high energy electron diffraction. The different iron oxide phases were identified using a combination of in-situ and ex-situ characterizations. The transition from an α-Fe2O3 (001) epilayer to a Fe3O4 (111) epilayer through thermal reduction was found to be determined by the Fe-O bonding energy, resulting in a long time scale. The oxidation at high temperature converts a Fe3O4 (111) epilayer to an α-Fe2O3 (001) epilayer quickly; at low temperature, a γ-Fe2O3 (111) epilayer was slowly generated instead. By repeating the deposition/thermal reduction processes, a thicker Fe3O4 (111) film was obtained, which exhibit high crystallinity and moderate magnetic coercivity.

Magnetite (Fe3O4), as one of the phases of iron oxides, has been of wide usage in, e.g., pigments, magnetic recording, and catalysis, due to their useful optical, magnetic, and chemical properties and the low cost. Additional applications are constantly being explored in Fe3O4, particularly in molecular biology and spintronics, because of its bio-compatibility and special electronic structures, respectively.1–6 

In the thermodynamic standard conditions, Fe3O4 is a metastable phase of iron oxide, which has an inverse spinel structure (space group Fd-3 m).7 In Fe3O4, the cubic unit cell contains eight formula units that can be written as (Fe3+)8[Fe3+Fe2+]8O32. The Fe2+ and Fe3+ cations are located in the interstitial sites of oxygen anions sub-lattice. One cation site, occupied only by Fe3+ ions, is tetrahedrally coordinated to oxygen. The other site, occupied by equal numbers of Fe2+ and Fe3+ ions, is octahedrally coordinated to oxygen. Below TN ≈ 860 K, Fe3O4 is ferrimagnetic, in which the magnetic moments of the Fe3+ in two different sites cancel each other while the moments of the Fe2+ are aligned and form a spontaneous magnetization.8 The resistivity of Fe3O4 decreases when temperature increases, with a rapid change at TV ≈ 120 K, noted as the Verwey transition, which is often considered as a signature of the Fe3O4 phase.9–13 

Great efforts have been devoted to preparing epitaxial Fe3O4 thin films using pulsed laser depositions (PLDs), with a variety of target materials to begin with, including metal Fe,14 Fe3O4,9,15–18 and Fe2O3.9–12,19 The structural phase and the oxygen stoichiometry of the films are sensitive to the growth conditions, especially temperature and background O2 pressure.15 Therefore, thermodynamics and chemical reactions on the substrate are the key for the growth of Fe3O4 films, as also indicated by many studies on the transitions between iron oxide phases using surface characterizations.20–30 The surface structures, including termination, reconstruction, and morphology, have been the focus of study.20–23,26 On the other hand, the kinetics of the transitions (time scale as a function of conditions) have seldom been systematically investigated, although the important energetic information can be extracted from the kinetics, and the time scale itself is a critical factor both for studying and for applying these transitions.

In this work, we studied the growth of Fe3O4 thin films using thermal reduction from the deposited Fe2O3 layers on Al2O3 (001) substrates. The time-resolved transitions between different phases of iron oxide were measured, using the reflection high energy electron diffraction (RHEED), around the phase boundaries. In particular, the transition from an α-Fe2O3 (001) layer to an Fe3O4 (111) layer shows a long temperature-dependent time constant that follows the Arrhenius law with an activation energy of 2.3 ± 0.6 eV; the activation energy does not change significantly with the O2 pressure while the time constant decreases with increasing pressure. These studies on kinetics of transitions between iron oxide phases at the surface are important for advancing our understanding on the response of the iron oxide surfaces to oxidation and reduction environments, which is critical in the application of iron oxides in heterogeneous catalysis, spintronics, and biomedicine.

The film deposition was carried out on 0.2° miscut and one side polished sapphire Al2O3 (001) substrates using pulsed laser deposition (PLD), in 5 × 10−3 Torr O2, with 600 °C substrate temperature. The substrates temperature was controlled by an infrared laser by heating an absorber mechanically attached to the back. Both the temperature of the absorber and the temperature of the substrate were monitored using two separate pyrometers. The uncertainty of the temperature measurements was about 50 °C. Before deposition, the substrates were annealed in base pressure (lower than 1 × 10−7 Torr) at 600 °C for 30 min. Each deposition corresponds to 500 laser shots and to an epilayer of approximately 2.5 nm. The target used for the deposition is Fe2O3 pellet prepared from high purity Fe2O3 powder, sintered at 1400 °C for 24 h. An excimer laser (KrF, λ = 248 nm) was used at a fluence of 1.8 J/cm2 and a repetition rate of 2 Hz. The target to substrate distance was kept at 5 cm. Thermal reduction of the α-Fe2O3 epilayers was carried out by heating the sample to a high temperature in a low O2 pressure after the deposition of the target material. The transition between the iron oxide phases were studied using a time-resolved RHEED in which the images were taken automatically every 15 s. X-ray diffractions (XRD) were measured (θ–2θ scan) using a Rigaku D/Max-B diffractometer, with a cobalt K-α source (λ=1.79 Å). The rocking curves were measured using a Rigaku SmartLab with a copper K-α source (λ=1.54 Å). Magneto optical Kerr effect (MOKE) on the iron oxide films was measured using a He-Ne laser (632.8 nm) and a photoelastic modulator, in a longitudinal geometry. Atomic force microscopy (AFM) was studied using a Bruker Dimension ICON at room temperature. Temperature dependent resistivity was measured in a Janis cryostat using a Van der Pauw geometry.

First, we examine the different iron oxide phases that appeared during the growth, including hematite (α-Fe2O3), maghematite (γ-Fe2O3), and magnetite (Fe3O4) (Fig. 1). Figure 2 shows the RHEED patterns of the iron oxide layers as well as the Al2O3 (001) substrate, where Figs. 2(a), 2(c), 2(e), and 2(g) correspond to the condition in which the electron beam points along the Al2O3 ⟨001⟩ direction, while Figs. 2(b), 2(d), 2(f), and 2(h) correspond to the condition in which the electron beam points along the Al2O3 ⟨120⟩ direction; the two directions are perpendicular to each other. These phases, as well as their epitaxial relations with the Al2O3 (001) substrate, are identified, according to the RHEED pattern, condition of appearance, and ex-situ characterizations. The structure of these phases and the epitaxial relations are depicted using models in Fig. 3 and summarized in Table I.7,31–33 Below, we show a more detailed analysis.

FIG. 1.

Schematic illustration of the deposition/thermal reduction processes to grow the Fe3O4 film.

FIG. 1.

Schematic illustration of the deposition/thermal reduction processes to grow the Fe3O4 film.

Close modal
FIG. 2.

RHEED images of different surfaces with two different directions of incident electron beam. The diffraction streaks are marked using their corresponding reciprocal indices. (a) and (b) The RHEED patterns of the Al2O3 (001) surface with e-beam parallel to Al2O3 ⟨100⟩ and ⟨120⟩. (c) and (d) The RHEED patterns of the α-Fe2O3 (001) with e-beam parallel to α-Fe2O3 ⟨100⟩ and ⟨120⟩. (e) and (f) The RHEED patterns of the γ-Fe2O3 (111) surface with e-beam parallel to γ-Fe2O3 ⟨-211⟩ and ⟨01-1⟩. (g) and (h) The RHEED patterns of the Fe3O4 (111) surface with e-beam parallel to Fe3O4 ⟨-211⟩ and ⟨01-1⟩. The direction of the electron beam are the same for the images (a), (c), (e), and (g), and the same for the images (b), (d), (f), and (h).

FIG. 2.

RHEED images of different surfaces with two different directions of incident electron beam. The diffraction streaks are marked using their corresponding reciprocal indices. (a) and (b) The RHEED patterns of the Al2O3 (001) surface with e-beam parallel to Al2O3 ⟨100⟩ and ⟨120⟩. (c) and (d) The RHEED patterns of the α-Fe2O3 (001) with e-beam parallel to α-Fe2O3 ⟨100⟩ and ⟨120⟩. (e) and (f) The RHEED patterns of the γ-Fe2O3 (111) surface with e-beam parallel to γ-Fe2O3 ⟨-211⟩ and ⟨01-1⟩. (g) and (h) The RHEED patterns of the Fe3O4 (111) surface with e-beam parallel to Fe3O4 ⟨-211⟩ and ⟨01-1⟩. The direction of the electron beam are the same for the images (a), (c), (e), and (g), and the same for the images (b), (d), (f), and (h).

Close modal
FIG. 3.

Schematics of the epitaxial relations. (a) Between Al2O3 (001) and α-Fe2O3 (001). (b) Between Al2O3 (001) and Fe3O4 (111). (c) Between γ-Fe2O3 (001) and Fe3O4 (111).

FIG. 3.

Schematics of the epitaxial relations. (a) Between Al2O3 (001) and α-Fe2O3 (001). (b) Between Al2O3 (001) and Fe3O4 (111). (c) Between γ-Fe2O3 (001) and Fe3O4 (111).

Close modal
TABLE I.

The structures of the substrates and epitaxial orientations with different materials during the deposition: Al2O3 (001), α-Fe2O3 (001), γ-Fe2O3 (111), and Fe3O4 (111). 7,31–33

StructureLattice constants (bulk, in Å)Lattice constant (plane/in Å)Epitaxial orientation
Al2O3 R-3c (167) a = 4.7602, c = 12.9933 (001), 4.7602 (001), ⟨100⟩/⟨120⟩ 
α-Fe2O3 R-3c (167) a = 5.007, c = 13.641 (001), 5.007 (001), ⟨100⟩/⟨120⟩ 
γ-Fe2O3 P4332 (212) a = 8.33 (111), 11.78 (111), ⟨-211⟩/⟨01-1⟩ 
Fe3O4 Fd-3 m (227) a = 8.378 (111), 11.85 (111), ⟨-211⟩/⟨01-1⟩ 
StructureLattice constants (bulk, in Å)Lattice constant (plane/in Å)Epitaxial orientation
Al2O3 R-3c (167) a = 4.7602, c = 12.9933 (001), 4.7602 (001), ⟨100⟩/⟨120⟩ 
α-Fe2O3 R-3c (167) a = 5.007, c = 13.641 (001), 5.007 (001), ⟨100⟩/⟨120⟩ 
γ-Fe2O3 P4332 (212) a = 8.33 (111), 11.78 (111), ⟨-211⟩/⟨01-1⟩ 
Fe3O4 Fd-3 m (227) a = 8.378 (111), 11.85 (111), ⟨-211⟩/⟨01-1⟩ 

Direct deposition of the target material onto the Al2O3 (001) surface resulted in the RHEED patterns displayed in Figs. 2(c) and 2(d), which are similar to those of the Al2O3 (001) surface, indicating a similar in-plane lattice structure. Using the pattern separation of the Al2O3 (001) as the calibration, one can calculate the in-plane lattice constant as 5.07 ± 0.1 Å, which matches the lattice constant of the α-Fe2O3 (001) surface (see Table I) within the experimental error. Since Al2O3 and Fe2O3 are isomorphic (R-3c corundum structure), it is understandable that the most stable iron oxide epilayer on Al2O3 (001) without thermal reduction is α-Fe2O3 (001). Therefore, we assign the structural phase that shows the RHEED patterns in Figs. 2(c) and 2(d) as α-Fe2O3 (001). The epitaxial relation is Al2O3 (001)//α-Fe2O3 (001) and Al2O3 [100]//α-Fe2O3 [100]), as shown in Fig. 3(a). The corresponding reciprocal indices are marked accordingly.

The Fe3O4 (111) layer was obtained by thermally reducing the deposited Fe2O3 epilayer at high temperature. After the Fe2O3 epilayer underwent thermal reduction, we observed the RHEED patterns in Figs. 2(g) and 2(h), which also indicate a surface of triangular lattice. Assuming that a Fe3O4 (111) epilayer is on top of the Al2O3 (001) substrates and that the RHEED patterns observed in Figs. 2(g) and 2(h) are from the bulk reciprocal space projected onto the (111) surface, one can calculate the in-plane lattice constant as 5.93 ± 0.05 Å. For a normal Fe3O4 (111) surface, the in-plane lattice constant is 5.924 Å, which is close to the observed value. Therefore, we assign the structural phase that shows these patterns as Fe3O4 (111). The epitaxial relation is Al2O3 (001)//Fe3O4 (111) and Al2O3 [100]//Fe3O4 [−211], as shown in Fig. 2. There is no obvious match between the in-plane lattice constant of Al2O3 (001) and Fe3O4 (111), since the difference is more than 10%. To understand this epitaxial relation, we projected the Al2O3 unit cell and the Fe3O4 onto the (001) and (111) planes, respectively, and overlapped the two unit cells, as shown in Fig. 3(b). The oxygen network appears to be overlapping well, which may be the reason for the epitaxial relation. The reciprocal indices of Fe3O4 (111) layer are marked in Figs. 2(g) and 2(h). Note that Fe3O4 has a face centered cubic (fcc) structure, so the lattice constant of the primitive cell of the (111) epilayer is 12 of the cubic lattice. Because of the fcc structure of the Fe3O4, only the reciprocal indices that have all-odd or all-even indices using the cubic indices are present, as shown in Figs. 2(g) and 2(h). Further verification of the Fe3O4 phase is found from ex-situ characterizations, such as X-ray diffraction, electric transport measurements, and magneto optical Kerr effect measurements (see Characterization of the Fe3O4 and γ-Fe2O3 films).

The γ-Fe2O3 (111) epilayers were observed after deposition of the target material onto the Fe3O4 (111) surface. Among the iron oxide structural phases, γ-Fe2O3, another metastable phase of iron oxide at the thermodynamic standard conditions, has a similar structure with Fe3O4, as shown in Fig. 3(c). This structure can be represented as: (Fe3+)8[Fe3+40/38/3]O32 where ◻ denotes vacancy, in which eight Fe3+ atoms occupy tetrahedral sites while the remainder occupies octahedral sites.34 In other words, it is a cation deficient spinel structure (space group P4332). Figures 2(g) and 2(h) show the RHEED pattern of the epilayers after the deposition of target material onto the Fe3O4 (111) surface. Interestingly, these patterns differ dramatically from those in Figs. 2(e) and 2(f), suggesting that the surface structure has a determinant effect on the structure of the epilayer. Since the target is Fe2O3 which contains only Fe3+, we expect mostly Fe3+ in the epilayer after the direct deposition. Based on the structural similarity and valence consideration, a γ-Fe2O3 (111) epilayer is expected after the direct deposition of the target material onto the Fe3O4 (111) surface.15,35 This is confirmed using combined characterizations: in-situ RHEED and ex-situ X-ray diffractions (see Characterization of the Fe3O4 and γ-Fe2O3 films).

Having identified the γ-Fe2O3 phase, we also note that the RHEED patterns of the γ-Fe2O3 (111) epilayer are not consistent with the bulk reciprocal space projected onto the (111) plane. The structure of γ-Fe2O3 has similar lattice constants with those of Fe3O4. But because the lattice is simple cubic, the primitive cell is actually smaller; one expects no systematic extinction for the diffraction. This means that the RHEED patterns of the γ-Fe2O3 (111) epilayer are supposed to have more streaks than those of the Fe3O4 (111) epilayers. In contrast, the observed RHEED patterns of the γ-Fe2O3 (111) in fact show less streaks. As shown in Fig. 2(e), in the ⟨01-1⟩ direction (Fig. 2(f)), there appears to be no (022), (0-2-2) streaks for the γ-Fe2O3 (111) surface. In addition, along the ⟨-211⟩ direction, the (02-2) and (0-22) streaks are much weaker than the other diffraction streaks (marked as red arrow). In fact the RHEED patterns of the γ-Fe2O3 (111) epilayer is more consistent with a FeO (111) surface, which suggests a significant reconstruction at the γ-Fe2O3 (111) surface, as also observed in γ-Fe2O3 (001) films deposited on MgO substrates.15 

The dependence of the structural phase of the thin epilayer on the structure of the beginning surface can be understood in terms of the interfacial energy. Since α-Fe2O3 and Al2O3 are isomorphic, the energy of the α-Fe2O3/Al2O3 interface is expected to be relatively lower than that of the γ-Fe2O3/Al2O3 interface. On the other hand, since γ-Fe2O3 and Fe3O4 have similar structures, the γ-Fe2O3/Fe3O4 interface is expected to have lower energy than that of the α-Fe2O3/Fe3O4 interface. Therefore, after the direct deposition, the α-Fe2O3/Al2O3 interface and the γ-Fe2O3/Fe3O4 interface are formed. In fact, a continuous change of epilayer structure from γ-Fe2O3 to Fe3O4 has been observed previously by changing the growth conditions.15,26,35 The effect of substrate is expected to diminish when the film thickness is much larger. Using growth conditions (target material, substrate temperature, background O2 pressure, and laser fluence) that are similar to the deposition conditions used in this work, Tiwari et al. has obtained an Fe3O4 (111) film on an Al2O3 (001) substrate when the deposition thickness is 200 nm. In this case, the structure is determined by the bulk thermodynamics rather than by the energetics at the film/substrate interface.

In order to study the kinetics of the Fe2O3 → Fe3O4 transition, we first examined the boundary conditions between the phases using thermodynamic analysis. For both α-Fe2O3 (001) and γ-Fe2O3 (111) epilayers, the conversion to a Fe3O4 (111) layer at high temperature involves not only a change of crystal structure but also a loss of oxygen, which can also be treated as thermal reduction. The condition for the Fe2O3 → Fe3O4 transition can be estimated according to change of Gibbs free energy (ΔrG) in the following reaction:

The ΔrG for this reaction at certain temperature (T) and pressure (P) can be calculated from the Gibbs free energy at standard condition (ΔG0) of Fe2O3 and Fe3O4, using the relation ΔrG=23ΔfGFe3O40ΔfGFe2O30+16RTln(PP0)(see the supplementary material), where P is the oxygen pressure and T is the temperature. The standard formation Gibbs free energy (ΔfGFe2O30 and ΔfGFe3O40) can be calculated using the corresponding formation enthalpy (ΔfH0) and formation entropy (ΔfS0), which can be assumed as constants. Tables II and III,36 show the values of ΔfH0 and ΔfS0. The boundary between the α-Fe2O3 and the Fe3O4 phases is found by setting ΔrG= 0 and solving the relation between P and T. As shown in Fig. 4(c), the solid line is the calculated phase boundary of the Fe2O3 and Fe3O4, according to the data in Tables II and III, which are in fair agreement with the phase boundaries calculated previously using a different set of data.28,37

TABLE II.

Thermodynamic data used to calculate the Gibbs free energy change of the reaction from α-Fe2O3 to Fe3O4.36 

ΔfG0 (T) J/(mol K)ΔfG0 = ΔfH 0 − TΔfS 0
α-Fe2O3 −824640 − T 87.4 
Fe3O4 −1115726 − T 146.14 
ΔrG 0 (T) 80823 − 44.2 T 
ΔfG0 (T) J/(mol K)ΔfG0 = ΔfH 0 − TΔfS 0
α-Fe2O3 −824640 − T 87.4 
Fe3O4 −1115726 − T 146.14 
ΔrG 0 (T) 80823 − 44.2 T 
TABLE III.

Thermodynamic data used to calculate the Gibbs free energy change.36 

ΔfH 0 (kJ/mol)ΔfS 0 (J/mol K)
α-Fe2O3 −824.640 87.4 
Fe3O4 −1115.726 146.14 
O2 0.0 205.15 
ΔfH 0 (kJ/mol)ΔfS 0 (J/mol K)
α-Fe2O3 −824.640 87.4 
Fe3O4 −1115.726 146.14 
O2 0.0 205.15 
FIG. 4.

Thermal dynamics and kinetics of the α-Fe2O3 (001) → Fe3O4 (111) transition on the Al2O3 (001) substrates. (a) Time evolution of the RHEED pattern (see text) at 930 °C in 9.2 × 10 −8 Torr O2. (b) The intensity of the Fe3O4 (02-2) streak as a function of time calculated from (a) and the fit (line). (c) The thermodynamic calculation of the phase boundary between α-Fe2O3 and Fe3O4 and the conditions for the experimental measurements. The dashed line is the calculation from Ref. 37. (d) The temperature dependence of time constant of the α-Fe2O3 (001) → Fe3O4 (111) transition and the fit (lines) using the Arrhenius law.

FIG. 4.

Thermal dynamics and kinetics of the α-Fe2O3 (001) → Fe3O4 (111) transition on the Al2O3 (001) substrates. (a) Time evolution of the RHEED pattern (see text) at 930 °C in 9.2 × 10 −8 Torr O2. (b) The intensity of the Fe3O4 (02-2) streak as a function of time calculated from (a) and the fit (line). (c) The thermodynamic calculation of the phase boundary between α-Fe2O3 and Fe3O4 and the conditions for the experimental measurements. The dashed line is the calculation from Ref. 37. (d) The temperature dependence of time constant of the α-Fe2O3 (001) → Fe3O4 (111) transition and the fit (lines) using the Arrhenius law.

Close modal

For the high pressure and low temperature region, α-Fe2O3 phase is stable, while for the low pressure and high temperature region, the Fe3O4 phase is stable. The above thermodynamic analysis provides the information on the boundary between the bulk α-Fe2O3 and Fe3O4 phases, but not the rate of the transition (kinetics). Various time scales have been mentioned during the studies on the transition between iron oxide phases;20–24,26–30 however, a systematic study is lacking. Using the phase boundary in Fig. 4(c) as a guidance, we studied the kinetics of the α-Fe2O3 → Fe3O4 transition for an epilayer on the Al2O3 (001) substrate, by measuring the time evolution of the structure during the thermal reduction using the time-resolved RHEED.

Starting from the Al2O3 (001) substrate, we deposited the target material (∼2.5 nm), which generates an α-Fe2O3 (001) epilayer (see Figs. S1 and S2 in the supplementary material). During the thermal reduction of α-Fe2O3, we monitor the RHEED pattern with the incident electron along the ⟨100⟩ direction of the Al2O3. Images of the RHEED patterns were saved every 15 s and integrated along the longer dimension of the diffraction streaks (see Figs. S1 and S2 in the supplementary material). The evolution of the intensities of diffraction streaks is then plotted as a function of time. Figure 4(a) shows an example of RHEED intensity evolution at 930 °C in 9.2 × 10−8 Torr O2. We found that the Fe3O4 (02-2) diffraction streaks slowly emerged between the diffraction streaks of α-Fe2O3 (01) and (02), indicating the α-Fe2O3 → Fe3O4 transition. The intensity of the Fe3O4 streaks increases and starts to saturate after a certain time (see Fig. 4(b)). We fit the intensity (I) of the Fe3O4 streaks using the formula I=I0(1et/τ), where t is time, I0 is a saturation intensity, and τ is the time constant of the transition.

The time constant τ has been measured at different temperatures and the dependence is plotted in Fig. 4(d). When the temperature increases, τ decreases dramatically. We fit the temperature dependence of τ using the Arrhenius law, τ=τ0eEakT, where Ea is the activation energy and k is the Boltzmann constant. We repeated this study of time constant τ and activation energy at different O2 pressure; the results are shown in Fig. 4(d). It is interesting that the activation energies do not change significantly considering the experimental uncertainty (see Table IV), while τ0 depends on the O2 pressure dramatically.

TABLE IV.

The parameters found in fitting the time constants of the α-Fe2O3 (001) → Fe3O4 (111) transition using Arrhenius law.

Pressure (Torr)τ0 (s)Activation energy (eV)
7.2 × 10 −6 7.3 ± 7.1 × 10 −7 2.0 ± 0.4 
6.4 × 10 −7 4.7 ± 0.3 × 10 −9 2.5 ± 0.6 
9.2 × 10 −8 8.9 ± 5.7 × 10 −9 2.6 ± 0.6 
Pressure (Torr)τ0 (s)Activation energy (eV)
7.2 × 10 −6 7.3 ± 7.1 × 10 −7 2.0 ± 0.4 
6.4 × 10 −7 4.7 ± 0.3 × 10 −9 2.5 ± 0.6 
9.2 × 10 −8 8.9 ± 5.7 × 10 −9 2.6 ± 0.6 

In principle, the activation energy corresponds to the minimum energy barrier for the transition. For the Fe2O3 → Fe3O4 transition, this energy barrier is related to breaking of the Fe-O bonds. The dissociation energy for a typical Fe-O bond is 4.2 eV, however,38 which is about twice as much as the measured Ea (2.3 ± 0.6 eV on average). Therefore, it appears that at the surface, there are weaker Fe-O bonds that actually determine the Ea. In fact, the measured Ea value is close to the band gap energy of α-Fe2O3.39,40 The band gap energy of α-Fe2O3 corresponds to the energy to excite an electron from O back to Fe, which can be understood as the breaking of the weakest possible link between the Fe and O atoms.

The observation that the activation energy is not significantly affected by the pressure is not surprising, since the change of O2 pressure is not supposed to affect the Fe-O bond energy significantly. On the other hand, the experimental observations show that higher O2 pressure actually makes the thermal reduction faster. We speculate a “fall-off” scenario of pressure dependent kinetics:41 because the α-Fe2O3 → Fe3O4 is exothermic, when the pressure is lower, the heat transfer is expected to be slower, causing a local O2 temperature that is higher than that of the solid phase; the higher O2 temperature may speed up the reversed transition Fe3O4 → α-Fe2O3 and slow down the rate of the net α-Fe2O3 → Fe3O4 transition.

The Fe3O4 → Fe2O3 transition is more complex. At high temperature, the time constant is much smaller for the transition. After the thermal reduction, we decreased the substrate temperature to 600 °C and increased the background O2 pressure to 5 × 10−3 Torr. The Fe3O4 → α-Fe2O3 transition occurred within seconds, indicating a much smaller activation energy. Therefore, the rate of oxidation is not determined by the energy scale to break the O-O bonds (5.2 eV),42 which is not untypical for reactions on transition metal oxide surfaces.43 On the other hand, at lower temperature, the transition is not only slow, but with different direct product (γ-Fe2O3). We carried out the annealing of the Fe3O4 films in one atmosphere O2 at 250 °C for 4 h. The RHEED pattern after that turned out to be similar to the ones in Figs. 2(e) and 2(f) (see Fig. S3 in the supplementary material). Ex-situ X-ray diffraction and magneto optical Kerr effect measurements indicate that the structure phase is γ-Fe2O3 (see Characterization of the Fe3O4 and γ-Fe2O3 films).

To confirm the structural analysis of the epitaxial layer, we have characterized the Fe3O4 films (∼30 nm) ex-situ using X-ray diffraction, atomic force microscopy, electric transport, and magneto-optical Kerr effect.

Figure 5(a) shows the θ-2θ scan of the Fe3O4 film grown by repeating the deposition/thermal reduction cycles. No impurity phases can be identified from the diffraction spectrum. Figure 5(b) is the close-up view of the (111) peaks, where the Laue oscillation is obvious, indicating a flat surface of the film. Fitting the Laue oscillation with the consideration of background,44 one can find the film thickness as 25 ± 1 nm. The inset shows the rocking curve of Fe3O4 (111) peak, for which the full-width-half-maximum (FWHM) is 0.14°, indicating a high crystallinity. One can estimate the size of the crystallites of the film using the peak width of the rocking curve and the θ-2θ scans; the results show a size of 57 ± 1 nm along in-plane direction and 26 ± 1 nm along the out of plane direction (see Figs. S4 and S5 in the supplementary material).

FIG. 5.

X-ray diffraction of the Fe3O4 film (∼30 nm) as well as the annealed Fe3O4 film (γ-Fe2O3, see text). (a) Large range θ-2θ scan using a cobalt K-α source (λ = 1.79 Å). The indices of the γ-Fe2O3 peaks are the same as those of nearest Fe3O4 peaks. (b) The close-up view of the Fe3O4 (111) diffraction peak. The line is the fit of the Laue oscillation (see text). The inset is the rocking curve of the Fe3O4 (111) peak measured with a Cu K-α source (λ = 1.54 Å). The full-width-half-maximum (FWHM) of the rocking curve is about 0.14°.

FIG. 5.

X-ray diffraction of the Fe3O4 film (∼30 nm) as well as the annealed Fe3O4 film (γ-Fe2O3, see text). (a) Large range θ-2θ scan using a cobalt K-α source (λ = 1.79 Å). The indices of the γ-Fe2O3 peaks are the same as those of nearest Fe3O4 peaks. (b) The close-up view of the Fe3O4 (111) diffraction peak. The line is the fit of the Laue oscillation (see text). The inset is the rocking curve of the Fe3O4 (111) peak measured with a Cu K-α source (λ = 1.54 Å). The full-width-half-maximum (FWHM) of the rocking curve is about 0.14°.

Close modal

Figure 6(a) shows the surface morphology of a Fe3O4 film measured using the atomic force microscopy. The surface of the film consists of domains separated by grooves of 1–2 nm deep. Despite this feature, the root mean square roughness of this film is 0.3 nm (Fig. S1(b)), confirming the flat surface indicated by the Laue oscillation observed in X-ray diffraction. Within the domains, the atomic terraces are observed (Fig. 6(c)), indicating again the high crystallinity. One of the origin of these grooves may be the unavoidable grain boundaries of the Fe3O4 films, when the epilayer has a larger unit cell than that of the substrate and the film nucleation occurs at different positions.45–47 For example, when a Fe3O4 film is deposited on a MgO substrate, similar mechanism generates anti-phase boundary because the lattice constant of Fe3O4 is about twice as much as that of MgO.45–47 The large domains on the surface of the Fe3O4 films may be due to the thermal reduction at high temperature. According to the broad streaky RHEED patterns in Figs. 2(c) and 2(d), before the thermal reduction, the α-Fe2O3 layer consists of small crystallites; the surface also has no grooves (see Fig. S6 in the supplementary material). The high temperature thermal reduction not only converted the α-Fe2O3 layer into the Fe3O4 layer, but also merged the small crystallites into much larger ones, as indicated by the large domains observed in the AFM images (Fig. 6), as well as by the much sharper RHEED patterns in Figs. 2(g) and 2(h).

FIG. 6.

Surface morphology of the Fe3O4 film (∼30 nm) measured using atomic force microscopy. (a) 5 × 5 μm, (b) 1 × 1 μm, and (c) 500 × 500 nm. (d) A line scan of the film surface indicated by the line in (c).

FIG. 6.

Surface morphology of the Fe3O4 film (∼30 nm) measured using atomic force microscopy. (a) 5 × 5 μm, (b) 1 × 1 μm, and (c) 500 × 500 nm. (d) A line scan of the film surface indicated by the line in (c).

Close modal

To verify the Verwey transition in the Fe3O4 films, temperature dependence of the electrical resistance has been measured between 50 and 300 K, as shown in Fig. 7(a). The Verwey transition temperature around 120 K is visible but not as clear as that in bulk,10,12,13,47 consistent with the significant domain boundaries.45–47 To highlight the Verwey transition, we have calculated effective activation energy (Eaeff) using the relation Eaeff=dlnRd(1kT), where R is the resistance, and k is the Boltzmann constant; the result is shown in Fig. 7(b). A clear anomaly is observed at 114 K, which is attributed to the Verwey transition.

FIG. 7.

Temperature dependent electrical resistance (a) and the effective activation energy (b) (see text) of the Fe3O4 film (∼30 nm). The Verwey transition is marked using the vertical arrows.

FIG. 7.

Temperature dependent electrical resistance (a) and the effective activation energy (b) (see text) of the Fe3O4 film (∼30 nm). The Verwey transition is marked using the vertical arrows.

Close modal

Using the magneto-optical Kerr (MOKE) effect, we have measured the in-plane hysteretic behavior of the magnetization of the Fe3O4 films at room temperature, as shown in Fig. 8. The coercivity of the Fe3O4 films here (∼270 Oe, see also Fig. S7 in the supplementary material) is comparable with the bulk value (∼310 Oe).48 The saturation field appears to be ∼1000 Oe, which is smaller than the bulk value (∼2500 Oe).45 On the other hand, previous studies revealed that the magnetization of the Fe3O4 films deposited on MgO substrates does not saturate even in a 70 kOe magnetic field. It is possible that the larger structural domains (∼200 nm, see Fig. 6) generated in the high temperature thermal reduction makes the contribution of the domain boundaries less important. In contrast, for the Fe3O4 films deposited at lower temperature (500 °C), the smaller structural domains (∼25 nm) make the effect of the antiphase boundary more significant.45 

FIG. 8.

Magneto optical Kerr effect of the Fe3O4 film (∼30 nm) and the γ-Fe2O3 film (from annealing a Fe3O4 film in O2, see text), measured at room temperature.

FIG. 8.

Magneto optical Kerr effect of the Fe3O4 film (∼30 nm) and the γ-Fe2O3 film (from annealing a Fe3O4 film in O2, see text), measured at room temperature.

Close modal

To verify the observation of the γ-Fe2O3 as an intermediate phase in the deposition, we annealed a Fe3O4 film (∼30 nm) in one atmosphere O2 at 250 °C for 4 h.49 The RHEED patterns of the annealed film turn from those in Figs. 2(g) and 2(h) to those in Figs. 2(e) and 2(f), indicating a phase transition (see Fig. S3 in the supplementary material). As shown in Fig. 5(a), the X-ray diffraction spectrum of the annealed film is similar to that of the Fe3O4 film, except that the angles are systematically larger. The lattice constants calculated from the X-ray diffraction is 8.338 Å for the Fe3O4 film and 8.222 Å for the annealed Fe3O4 film, respectively (see Fig. S8 in the supplementary material), in agreement with the difference between the bulk values of Fe3O4 and γ-Fe2O3. Therefore, it appears that the annealed Fe3O4 film, as well as the layer observed in Figs. 2(e) and 2(f), are in fact the γ-Fe2O3 phase.

By studying the growth of Fe3O4 (111)/Al2O3 (001) films using pulsed laser deposition and thermal reduction and studying the kinetics of the transitions between the iron oxide phases, we have found that the activation energy for the α-Fe2O3 → Fe3O4 transition is 2.3 ± 0.6 eV, corresponding to the weakest Fe-O bond to break at the surface. While the α-Fe2O3 → Fe3O4 transition is slow due to the high activation energy, the Fe3O4 → Fe2O3 transition is in general much faster and more complex. At high temperature, the oxidation of Fe3O4 is quick and results directly in the α-Fe2O3 phase; at lower temperature, the oxidation of Fe3O4 is much slower and generates the intermediate γ-Fe2O3 phase. The Fe3O4 (111) films grown from thermal reduction show high crystallinity, even though films contain significant grain boundaries due to the larger mismatch between the in-plane unit cells of Al2O3 (001) and Fe3O4 (111).

See supplementary material for more detailed information.

This project was primarily supported by the National Science Foundation (NSF), DMR, under Award No. DMR-1454618. Additional support (X.Z.) was from NSF, DMR, under Award No. DMREF: SusChEM 1436385. Z.M.Y. and S.Y. acknowledge the support from the National Science Foundation of China (NSFC Nos. 51272209, 51471125, and 51501140) and the Shaanxi Province Science and Technology Innovation Team Project (2013KCT-05). X.Z. is grateful for the help from Jack Rodenburg and Shi Cao on the MOKE measurements.

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Supplementary Material