This paper is the first of two that describe how research on student understanding of Archimedes’ principle is being used to guide the development of instructional materials on this topic. Our results indicate that standard instruction on hydrostatics leaves many science and engineering majors unable to predict and explain the sinking and floating behavior of simple objects. A number of serious and persistent difficulties with the concepts and principles used to analyze such behavior are identified. Although some of these difficulties are specific to the concept of the buoyant force, many others seem to reflect lingering confusion about concepts that are widely assumed to be understood by students before the study of hydrostatics begins.

1.
This research is described in greater detail in M. E. Loverude, “Investigation of student understanding of hydrostatics and thermal physics and of the underlying concepts from mechanics,” Ph.D. dissertation, Department of Physics, University of Washington, 1999.
2.
L. C. McDermott and the Physics Education Group at the University of Washington, Physics by Inquiry (Wiley, New York, 1996).
3.
These materials are discussed in the companion article:
P. R. L.
Heron
,
M. E.
Loverude
,
P. S.
Shaffer
, and
L. C.
McDermott
, “
Helping students develop an understanding of Archimedes’ principle. II. Development of research-based instructional materials
,”
Am. J. Phys.
71
,
1188
1195
(
2003
), following paper.
4.
See Ref. 3.
5.
L. C. McDermott, P. S. Shaffer, and the Physics Education Group at the University of Washington, Tutorials in Introductory Physics (Prentice- Hall, Upper Saddle River, NJ, 2002).
6.
Although the tutorials are used in algebra-based courses in several colleges and universities, the algebra-based course at the University of Washington does not have small sections at present.
7.
A Cartesian diver is an object of variable density that can be made to sink or float in response to pressure changes in a fluid.
8.
The diver used in the interviews is made from the transparent bulb of a plastic dropping pipette. A weight is attached to its open end. The bulb is placed with its neck down in a two-liter plastic soda bottle nearly filled with water. The bulb contains water with a bubble of air above the water. The amount of air is adjusted so that the diver initially barely floats. When the soda bottle is squeezed, the increase in pressure leads to a decrease in the volume of the air bubble inside the bulb. Water enters through the neck of the diver, thus increasing its density so that the diver sinks. (The students had seen a lecture demonstration involving a Cartesian diver in class, but the apparatus differed significantly in appearance from that used in the interviews.)
9.
Evidence that students confuse the concepts of pressure and weight can be found in Ref. 1, as well as in
E. Engel
Clough
and
R.
Driver
, “
What do children understand about pressure in fluids?
,”
Res. Sci. Tech. Ed.
3
,
133
143
(
1985
) and in
P.
Kariotoglou
and
D.
Psillos
, “
Pupils’ pressure models and their implications for instruction
,”
Res. Sci. Tech. Ed.
11
,
95
108
(
1993
).
10.
In most cases, we have found that the results for a given problem are essentially the same whether administered on a non-graded quiz or on a graded course examination. For related results, see
C.
Henderson
, “
Common concerns about the force concept inventory
,”
Phys. Teach.
40
,
542
547
(
2002
).
11.
In our experience, the variation in results from class to class is usually very small. In particular, for large classes (N∼100 or more) we have found that the success rates of individual classes usually fall within about 5% of the mean taken over several classes. Therefore, we have reported all percentages rounded to the nearest five percent. In the second-year course the number of students is typically much smaller and we collected data from fewer sections. Our experience has been that the variation is comparable to that in the case of larger classes. However, the primary function of the data from the second-year course is to illustrate the extent to which similar conceptual issues surface among students who typically have a stronger mathematical background and who have had more instruction on the topic.
12.
In many of the written questions discussed in this article, blocks are depicted as floating with surfaces parallel to the water surface. In practice these blocks would float with one corner up. We have not found this to be a source of confusion for students nor did we wish to explore the issue of stability with these questions. We have revised the questions so that current versions refer to cylinders instead of blocks.
13.
Only classes in which we can be certain that none of the students had participated in the relevant lab are included. In one case the students were not asked to write their names and so the lab students cannot be separated from the rest of the class. Therefore we have excluded these results. Also excluded are results from a class in which about half the students had participated in the lab, and there was evidence that a number of students changed their answers while taking the ungraded quiz (an unusual occurrence). Results obtained after the lab are discussed in detail in Ref. 4.
14.
For instances in which results have been similar before and after instruction, see, for example,
L. C.
McDermott
, “
Millikan Lecture 1990: What we teach and what is learned—Closing the gap
,”
Am. J. Phys.
59
,
301
315
(
1991
) and
L. C.
McDermott
, “
Guest comment: How we teach and how students learn—a mismatch?
,”
Am. J. Phys.
61
,
295
298
(
1993
).
15.
Compressibility had not been an issue in our investigation of student understanding of hydrostatic pressure. In that study, students attributed pressure gradients to a number of different variables. Density, however, was not one of them.
16.
The prevalence of the descending line response was essentially the same as on versions in which no free-body diagrams were required. It seems that additional questions did not help students arrive at correct answers.
17.
After collecting the students’ responses to the five-block problem, the instructor in one section of the introductory course conducted a class discussion in which he explained the correct answer and discussed the common incorrect descending line answer. This discussion may have had an effect on the students’ subsequent ability to answer other questions.
18.
For other examples in which students apply formulae without understanding the terms, see
B. S.
Ambrose
,
P. S.
Shaffer
,
R. N.
Steinberg
, and
L. C.
McDermott
, “
An investigation of student understanding of single-slit diffraction and double-slit interference
,”
Am. J. Phys.
67
,
146
155
(
1999
);
L. C.
McDermott
and
P. S.
Shaffer
, “
Research as a guide for curriculum development: An example from introductory electricity, Part I: Investigation of student understanding
,”
Am. J. Phys.
60
,
994
1003
(
1992
);
L. C.
McDermott
and
P. S.
Shaffer
,
Am. J. Phys.
61
,
81
(E) (
1993
).
19.
In this case, the students had also performed a laboratory experiment on buoyancy in which they measured the buoyant force on the same block suspended in two different liquids.
20.
See, for example,
R. A.
Lawson
and
L. C.
McDermott
, “
Student understanding of the work-energy and impulse-momentum theorems
,”
Am. J. Phys.
55
,
811
817
(
1987
) and
M. E.
Loverude
,
C. H.
Kautz
, and
P. R. L.
Heron
, “
Student understanding of the first law of thermodynamics: Relating work to the adiabatic compression of a gas
,”
Am. J. Phys.
70
,
137
148
(
2002
).
21.
Difficulties in distinguishing mass and volume are described in M. L. Rosenquist, “Improving preparation for college physics of minority students aspiring to science-related careers,” Ph.D. dissertation, Department of Physics, University of Washington, 1982, p. 74.
22.
For related results, see
J.
McKinnon
and
J. W.
Renner
, “
Are colleges concerned with intellectual development?
,”
Am. J. Phys.
39
,
1047
1052
(
1971
) and
J.
McKinnon
, “
Earth science, density, and the college freshman
,”
J. Geol. Educ.
19
,
218
220
(
1971
).
23.
We note that the mechanics courses did not include relevant tutorials from Ref. 5. However, even if they had, it may be unrealistic to assume that students would gain enough facility during their initial study of dynamics to apply their knowledge of forces in the more complicated environment of a liquid.
24.
For examples in mechanics in which students inappropriately refer to equilibrium positions, see
R. F.
Gunstone
, “
Student understanding in mechanics: A large population survey
,”
Am. J. Phys.
55
,
691
696
(
1987
) and
R. F.
Gunstone
and
R. T.
White
, “
Understanding of Gravity
,”
Sci. Educ.
65
,
291
(
1981
).
25.
Similar difficulties with the concept of equilibrium have been documented in the context of thermal physics and rigid-body dynamics. See C. Kautz, “Investigation of student understanding of the macroscopic and microscopic behavior of an ideal gas,” Ph.D. dissertation, Department of Physics, University of Washington, 1999 and L. G. Ortiz, “Identifying and Addressing Student Difficulties with Rotational Dynamics,” Ph.D. dissertation, Department of Physics, University of Washington, 2001.
26.
On a similar question asked on an end-of-high-school examination in Australia, Gunstone reported that about 45% of the students answered correctly, with about 35% giving the answer that the blocks would return to the same level (see Ref. 24).
27.
In some cases, students were instructed to draw free-body diagrams for each block. The results were apparently unaffected.
28.
In addition to the references already cited, see
L. C.
McDermott
, “
Research on conceptual understanding in mechanics
,”
Phys. Today
37
,
24
32
(
1984
);
D.
Hestenes
,
M.
Wells
, and
G.
Swackhamer
, “
Force concept inventory
,”
Phys. Teach.
30
,
141
158
(
1992
);
R. R.
Hake
, “
Interactive-engagement versus traditional methods: A six-thousand-student survey of mechanics test data for introductory physics courses
,”
Am. J. Phys.
66
,
64
74
(
1998
).
Besides this representative sample, an extensive bibliography can be found in
L. C.
McDermott
and
E. F.
Redish
, “
Resource letter: PER-1: Physics education research
,”
Am. J. Phys.
67
,
755
767
(
1999
). The emphasis in this resource letter is on university students and on references readily available to physicists.
29.
See, for example,
L.
Viennot
, “
Spontaneous reasoning in elementary dynamics
,”
Eur. J. Sci. Educ.
1
,
205
221
(
1979
);
A.
Champagne
,
L.
Klopfer
, and
J.
Anderson
, “
Factors influencing the learning of classical mechanics
,”
Am. J. Phys.
48
,
1074
1079
(
1980
) and
J.
Clement
, “
Students’ preconceptions in introductory mechanics
,”
Am. J. Phys.
50
,
66
71
(
1982
).
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